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Showing 1751 to 1760 of 1855 search results.

  1. FCA publishes four month update on the banks’ reviews of sales of interest rate hedging products

    Press Releases Published: 04/09/2013 Last modified: 23/01/2017
    FCA publishes four month update on the banks’ reviews of sales of interest rate hedging products. Press Releases First published:. 04/09/2013. Last updated: 23/01/2017. FCA publishes four month update on the banks’ reviews of sales of interest

  2. Aberdeen Asset Managers and Aberdeen Fund Management fined £7.2 million for failing to protect client money

    Press Releases Published: 03/09/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined Aberdeen Asset Managers Limited and Aberdeen Fund Management Limited (Aberdeen) £7,192,500 for failing to identify, and therefore properly protect, client money placed in Money Market Deposits (MMDs)

  3. Financial Conduct Authority publishes preliminary findings of review into mobile banking

    Press Releases Published: 27/08/2013 Last modified: 27/08/2013
    Financial Conduct Authority publishes preliminary findings of review into mobile banking. Press Releases First published:. 27/08/2013. Last updated: 27/08/2013. Financial Conduct Authority publishes preliminary findings of review into mobile banking

  4. Redress package agreed for consumers mis-sold CPP insurance products

    Press Releases Published: 22/08/2013 Last modified: 22/11/2021
    The Financial Conduct Authority has reached an agreement with Card Protection Plan Limited (CPP) and 13 high street banks and credit card issuers that will pave the way for redress to be paid to customers who were mis-sold CPP’s Card Protection

  5. FCA bans and fines two for failing to monitor promotion of Unregulated Collective Investment Schemes

    Press Releases Published: 16/08/2013 Last modified: 17/09/2013
    FCA bans and fines two for failing to monitor promotion of Unregulated Collective Investment Schemes. Press Releases First published:. 16/08/2013. Last updated: 17/09/2013. Share page. FCA bans and fines two for failing to monitor promotion of

  6. Adviser numbers in line with expectations

    Press Releases Published: 15/08/2013 Last modified: 15/08/2013
    Adviser numbers in line with expectations. Press Releases First published:. 15/08/2013. Last updated: 15/08/2013. Share page. Adviser numbers in line with expectations. Figures released today by the Financial Conduct Authority (FCA) have revealed

  7. FCA fines Guaranty Trust Bank (UK) Ltd £525,000 for failures in its anti-money laundering controls

    Press Releases Published: 09/08/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined Guaranty Trust Bank (UK) Ltd (GT Bank) £525,000 for failings in its anti-money laundering (AML) controls for high risk customers between May 2008 and June 2010.

  8. FCA decides to fine Tariq Carrimjee in relation to market abuse committed by Rameshkumar Goenka in October 2010

    Press Releases Published: 08/08/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has today published a Decision Notice for Tariq Carrimjee of Somerset Asset Management LLP in relation to assisting Goenka.

  9. FCA fines compliance officer and broker whose actions enabled market abuse to be committed in October 2010

    Press Releases Published: 08/08/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined David Davis, senior partner and compliance officer of Paul E Schweder Miller & Co, £70,258, and Vandana Parikh, a broker at the same firm, £45,673, for failing to act with due skill, care and

  10. Financial Conduct Authority appoints four new supervision directors

    Press Releases Published: 07/08/2013 Last modified: 09/12/2016
    The Financial Conduct Authority (FCA) has appointed four directors to lead key areas of its Supervision division. These appointments complete the senior structure in Supervision, and are the final step in implementing a new structure for the division