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Showing 1761 to 1770 of 1855 search results.

  1. The Referral Fee Ban: a coordinated approach to regulation

    Statements Published: 01/08/2013 Last modified: 01/08/2013
    Referral Fee Ban: Regulatory Relationships

  2. Andy Briscoe appointed chairman of Money Advice Service

    Press Releases Published: 01/08/2013 Last modified: 01/08/2013
    Former Life Trust Holdings CEO Andy Briscoe has been appointed chair of the Money Advice Service.

  3. FCA statement regarding David John Hobbs

    Statements Published: 30/07/2013 Last modified: 23/11/2021
    On 29 July 2013 the Court of Appeal allowed the FCA’s appeal regarding the Tribunal’s decision of 22 November 2012 not to impose a prohibition order on Mr David John Hobbs.

  4. Four arrested in FCA insider dealing investigation

    Press Releases Published: 30/07/2013 Last modified: 05/04/2023
    The Financial Conduct Authority (FCA) with the assistance of the Metropolitan Police has this morning executed search warrants in West London.

  5. Retail Distribution Review six months in – how firms are implementing the RDR

    Press Releases Published: 25/07/2013 Last modified: 09/02/2017
    The Financial Conduct Authority (FCA) has published an early review of how advisory firms have implemented some of the core aspects of the Retail Distribution Review (RDR) months after its implementation.

  6. Ensuring markets work well for consumers and for firms – FCA publishes guidance on its approach to objectives

    Press Releases Published: 24/07/2013 Last modified: 16/08/2013
    The Financial Conduct Authority’s (FCA) mandate to ensure there is effective competition in financial services markets represents the most significant change to the new regulatory regime, said Chief Executive Martin Wheatley today.

  7. Royal Bank of Scotland fined £5.6m for failing to properly report over a third of transactions

    Press Releases Published: 24/07/2013 Last modified: 17/09/2013
    The Royal Bank of Scotland (RBS) has been fined £5,620,300 by the Financial Conduct Authority (FCA) for incorrectly reporting transactions they made in wholesale markets, and in some instances, failing to report transactions at all.

  8. FCA v former iSOFT directors

    Press Releases Published: 22/07/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has today announced that it has decided not to pursue a second retrial in the case against Stephen Graham, Timothy Whiston and John Whelan (formerly of ISoft plc) at Southwark Crown Court. The FCA will also not

  9. FCA fines US based oil trader US $903K for market manipulation

    Press Releases Published: 22/07/2013 Last modified: 23/11/2021
    The Financial Conduct Authority (FCA) has fined US based High Frequency Trader, Michael Coscia, US $903,176 (£597,993) for deliberate manipulation of commodities markets.

  10. FCA bans and fines former insurance broker £140,000

    Press Releases Published: 19/07/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined and banned Paul Cable of Bromley, Kent £140,000 for failing to act with integrity.