Showing 1851 to 1855 of 1855 search results.

1851. FSA fines Commerzbank for failures in transaction reporting

      Press Releases Published: 27/04/2010 Last modified: 22/07/2013
      The Financial Services Authority (FSA) has fined the London branch of Commerzbank AG (Commerzbank) £595,000 for failing to provide accurate transaction reports to the FSA.

1852. FSA issues fines totalling £4.2m for transaction reporting failures

      Press Releases Published: 08/04/2010 Last modified: 22/07/2013
      The Financial Services Authority (FSA) has fined three firms a total of £4.2m for failing to provide accurate and timely transaction reports to the FSA.

1853. FSA fines Aon Limited £5.25m for failings in its anti-bribery and corruption systems and controls

      Press Releases Published: 08/01/2009 Last modified: 08/11/2016
      The Financial Services Authority (FSA) has today fined Aon Limited (Aon Ltd) £5.25 million for failing to take reasonable care to establish and maintain effective systems and controls to counter the risks of bribery and corruption associated with

1854. FSA fines Norwich Union Life £1.26m for exposing its customers to the risk of fraud

      Press Releases Published: 17/12/2007 Last modified: 08/11/2016
      The Financial Services Authority (FSA) has fined Norwich Union Life £1.26 million for not having effective systems and controls in place to protect customers' confidential information and manage its financial crime risks. These failings resulted in

1855. Mortgage exit administration fees (MEAFs): an update

      Press Releases Published: 01/08/2007 Last modified: 30/05/2013
      The Financial Services Authority today updated on how mortgage lenders have responded to concerns that mortgage exit administration fees (MEAFs) have been increased unfairly.