Showing 211 to 220 of 1854 search results.

211. FCA highlights areas of focus for firms implementing the Consumer Duty

     Press Releases Published: 25/01/2023 Last modified: 25/01/2023
     With 6 months to go before the Consumer Duty comes into force, the Financial Conduct Authority (FCA) has published a review of how firms are planning to implement the Duty.  

212. Five individuals face conspiracy to commit insider dealing and money laundering charges

     Press Releases Published: 25/01/2023 Last modified: 06/02/2023
     The FCA has started criminal proceedings against 5 individuals for conspiracy to commit insider dealing and money laundering.

213. Statement on wind-up of FSCB

     Statements Published: 24/01/2023 Last modified: 24/01/2023
     The Financial Services Culture Board (FSCB) has supported industry in taking huge strides to improve culture following the financial crisis.

214. Further update to ancillary activities exemption for commodity derivatives

     Statements Published: 24/01/2023 Last modified: 24/01/2023
     In March 2022 we published a statement which provided an update on the ‘market share test’ as set out under Article 2 of UK MiFID RTS 20 relating to the ancillary activities exemption from authorisation as a MiFID investment firm for firms

215. Michael Nascimento sentenced for failing to pay confiscation order

     Press Releases Published: 17/01/2023 Last modified: 17/01/2023
     Mr Nascimento has been sentenced to an additional almost four years in prison for failing to pay a confiscation order made against him.

216. FCA penalises Al Rayan Bank PLC for anti-money laundering failures 

     Press Releases Published: 11/01/2023 Last modified: 11/01/2023
     We have fined Al Rayan Bank for failing to put in place adequate anti-money laundering (AML) controls.

217. Financial watchdog consults about protections for insurance customers in financial difficulty

     Press Releases Published: 11/01/2023 Last modified: 11/01/2023
     The FCA is proposing to update guidance, introduced during the Covid-19 pandemic, to support insurance customers in financial difficulty.

218. FCA fines Guaranty Trust Bank (UK) Limited £7.6 million for further failures in its anti-money laundering systems and controls

     Press Releases Published: 10/01/2023 Last modified: 10/01/2023
     The Financial Conduct Authority (FCA) has fined Guaranty Trust Bank (UK) Limited (GT Bank) £7,671,800 for serious weaknesses in its anti-money laundering (AML) systems and controls between October 2014 and July 2019.

219. 10% depreciation notifications

     Statements Published: 22/12/2022 Last modified: 22/12/2022
     We have decided to extend the temporary measures for firms during the interim period, pending the revocation of Article 62.

220. Highlights of the FCA’s approach in 2022

     Press Releases Published: 21/12/2022 Last modified: 30/01/2023
     The FCA set out a new three-year strategy in April designed to improve outcomes for consumers and markets.