Showing 221 to 230 of 1854 search results.

221. TSB fined £48.65m for operational resilience failings

     Press Releases Published: 20/12/2022 Last modified: 20/12/2022
     The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have fined TSB Bank plc (“TSB”) a total of £48,650,000 for operational risk management and governance failures, including management of outsourcing risks,

222. FCA announces next steps on improving the compensation framework

     Press Releases Published: 14/12/2022 Last modified: 14/12/2022
     The FCA has published the feedback it received to its call for input on the framework for protection provided through the Financial Services Compensation Scheme (FSCS), following concerns about increasing costs.

223. Festive shoppers at rising risk of loan fee scams as fraudsters pile on the pressure at Christmas

     Press Releases Published: 14/12/2022 Last modified: 14/12/2022
     With Christmas fast approaching, the FCA launches its latest ScamSmart campaign aimed at giving consumers the knowledge and tools to avoid loan fee fraud.

224. FCA sets out ideas to improve information provided to retail investors

     Press Releases Published: 13/12/2022 Last modified: 15/12/2022
     The FCA is seeking views on how to ensure investors get clear, helpful information.

225. FCA fines Metro Bank PLC £10 million and publishes Decision Notices for two of its former executive directors

     Press Releases Published: 12/12/2022 Last modified: 12/12/2022
     Metro Bank PLC fined £10,002,300 for breaching the Listing Rules by publishing incorrect information to investors.

226. FCA fines Santander UK £107.7 million for repeated anti-money laundering failures

     Press Releases Published: 09/12/2022 Last modified: 09/12/2022
     The FCA has fined Santander UK Plc (Santander) £107,793,300 after it found serious and persistent gaps in its anti-money laundering (AML) controls, affecting its Business Banking customers. 

227. FCA fines three broker firms £4,775,200 for failures relating to the detection of market abuse

     Press Releases Published: 08/12/2022 Last modified: 08/12/2022
     The FCA has fined BGC Brokers LP, GFI Brokers Limited and GFI Securities Limited for failing to ensure they had appropriate systems and controls in place to effectively detect market abuse.

228. FCA sets out how mortgage firms should be supporting borrowers

     Mortgage lenders and intermediaries Press Releases Published: 07/12/2022 Last modified: 07/12/2022
     The FCA has set out ways that mortgage firms can help customers worried about their mortgage payments due to the cost of living squeeze.

229. FCA publishes Decision Notices against three bond traders for market manipulation

     Press Releases Published: 07/12/2022 Last modified: 07/12/2022
     We have published Decision Notices given to bond traders Diego Urra, Jorge Lopez Gonzalez and Poojan Sheth, for market abuse.

230. Guidance for firms supporting their existing mortgage borrowers impacted by the rising cost of living

     Mortgage lenders and intermediaries Statements Published: 07/12/2022 Last modified: 08/12/2022
     The FCA is consulting on draft guidance explaining a range of options firms have to support customers, including varying a contract for forbearance purposes.