Showing 281 to 290 of 1854 search results.

281. Larry Barreto pleads guilty to carrying on regulated activities without authorisation

     Statements Published: 10/08/2022 Last modified: 10/08/2022
     On 29 July 2022 at Southwark Crown Court, Mr Larry Barreto pleaded guilty to two counts of carrying on regulated activities without authorisation.

282. FCA appoints new Director of International

     Press Releases Published: 05/08/2022 Last modified: 05/08/2022
     The FCA has appointed Ruairi O’Connell, OBE, as the FCA’s new Director of International.

283. FCA fines Sir Christopher Gent for disclosing inside information

     Press Releases Published: 05/08/2022 Last modified: 05/08/2022
     The Financial Conduct Authority (FCA) has fined Sir Christopher Gent, former non-executive Chairman of ConvaTec Group Plc, £80,000 for unlawfully disclosing inside information.

284. FCA confirms new rules to improve oversight of Appointed Representatives

     Press Releases Published: 03/08/2022 Last modified: 03/08/2022
     Our new rules to make authorised financial firms more responsible for their appointed representatives (ARs). 

285. FCA to open Leeds office in September with 100 new jobs

     Press Releases Published: 02/08/2022 Last modified: 02/08/2022
     The FCA will be opening an office in Leeds later this year, and will be recruiting to fill more than 100 new roles based in Leeds.

286. FCA clamps down on marketing of high-risk investments to consumers

     Press Releases Published: 01/08/2022 Last modified: 01/08/2022
     We have finalised stronger rules to help tackle misleading adverts that encourage investing in high-risk products.

287. FCA regulation boosts consumer protection in the funeral plans market

     Press Releases Published: 29/07/2022 Last modified: 29/07/2022
     The FCA is authorising 26 providers. These firms hold approximately 1.6 million plans, which make up 87% of the market.

288. FCA publishes Decision Notices for Carillion plc (in liquidation) and three of its former executive directors

     Press Releases Published: 28/07/2022 Last modified: 28/07/2022
     The FCA has imposed a public censure on Carillion, rather than a financial penalty, given the firm is insolvent and in liquidation

289. FCA refuses authorisation to funeral plan provider

     Statements Published: 27/07/2022 Last modified: 27/07/2022
     The FCA has issued a Decision Notice to One Life Funeral Planning Ltd (One Life) refusing the firm’s application for authorisation.

290. The FCA’s Consumer Duty will lead to a major shift in financial services

     Press Releases Published: 27/07/2022 Last modified: 27/07/2022
     The Financial Conduct Authority (FCA) has confirmed its plans to bring in a new Consumer Duty, which will fundamentally improve how firms serve consumers.