Showing 401 to 410 of 1854 search results.

401. FCA fines Sunrise Brokers LLP £642,400 for serious financial crime control failings in relation to cum-ex trading

     Press Releases Published: 12/11/2021 Last modified: 12/11/2021
     Sunrise Brokers LLP has been fined over £600,000 for deficient anti money laundering systems and controls

402. FCA and Bank sign joint MoU with FMSB

     Statements Published: 09/11/2021 Last modified: 09/11/2021
     Jointly with the Bank of England we have signed a Memorandum of Understanding (MoU) with the Fixed Income, Currencies and Commodities Standards Board (FMSB)

403. FCA acts to help investors make more informed ESG investment decisions

     Press Releases Published: 03/11/2021 Last modified: 03/11/2021
     The FCA is committed to helping investors put Environmental, Social and Governance (ESG) matters at the heart of their investment decisions.

404. FCA and PRA statement on Jes Staley investigation

     Statements Published: 01/11/2021 Last modified: 01/11/2021
     FCA and PRA spokesperson quote regarding this investigation.

405. Joint statement by the FCA, PRA, TPR and FRC on the publication of Climate Change Adaptation Reports 

     Statements Published: 28/10/2021 Last modified: 28/10/2021
     We and the other financial regulators have published CARs this year. They look at how we and the firms we regulate are embedding climate risks and opportunities into our strategies.

406. FCA statement on Liverpool Victoria

     Statements Published: 26/10/2021 Last modified: 26/10/2021
     The FCA has confirmed its non-objection to LV taking forward its next steps towards asking its members for their views on de-mutualisation.

407. FCA finalises rules for a new type of fund designed to invest efficiently in long-term assets

     Press Releases Published: 25/10/2021 Last modified: 25/10/2021
     Sophisticated investors and pension funds are among those who will have access to new types of investment opportunities following changes made by the FCA.

408. Latest FCA perimeter report calls for legislative change to protect consumers

     Press Releases Published: 21/10/2021 Last modified: 21/10/2021
     In the 2020/21 Perimeter Report, the FCA has called for legislative change to address concerns beyond its remit.

409. The Climate Financial Risk Forum publishes its second set of guides to help the financial industry effectively manage climate-related financial risks

     Press Releases Published: 21/10/2021 Last modified: 21/10/2021
     Written by industry, for industry, the guides focus on risk management, scenario analysis, disclosure, innovation and climate data and metrics

410. Young investors driven by competition and hype

     InvestSmart Press Releases Published: 20/10/2021 Last modified: 20/10/2021
     The FCA launches its new InvestSmart Campaign aimed at helping consumers to make better informed investment decisions.