Showing 421 to 430 of 1855 search results.

421. FCA and TPR outline a framework for value for money in defined contribution pension schemes

     Press Releases Published: 16/09/2021 Last modified: 16/09/2021
     The FCA and The Pensions Regulator have published a joint discussion paper on developing a common framework for measuring value for money in defined contribution pension schemes.

422. FCA sets out plan to tackle investment harm

     Press Releases Published: 15/09/2021 Last modified: 13/06/2023
     The FCA has published a new strategy aimed at giving consumers the confidence to invest, supported by a high-quality, affordable advice market, which should lead to fewer people being scammed or persuaded to invest in products too risky for their

423. FCA to move faster to remove unused firm permissions

     Press Releases Published: 09/09/2021 Last modified: 09/09/2021
     The FCA has published draft guidance on a new power that allows it to move faster to remove regulatory permissions that are no longer being used by financial services firms.

424. Richard Faithfull sentenced to over 5 years imprisonment for money laundering

     Press Releases Published: 09/09/2021 Last modified: 09/09/2021
     On Thursday 9 September 2021 Richard Faithfull was sentenced to 5 years and 10 months imprisonment for laundering money, contrary to s.327 Proceeds of Crime Act 2002

425. We confirm periodic review of pension transfers redress guidance

     Life insurers and pension providers Statements Published: 01/09/2021 Last modified: 09/11/2022
     This statement confirms that the FCA intends to start a periodic review of the redress guidance by the end of 2021 and sets out its expectations of firms while the review is ongoing.

426. Firms reminded about potential financial crime risks linked to Afghanistan

     Statements Published: 31/08/2021 Last modified: 31/08/2021
     We are reminding firms to be aware of the potential financial crime risks linked to Afghanistan

427. FCA warns insurance firms over product governance rules deadline

     Press Releases Published: 25/08/2021 Last modified: 25/08/2021
     Insurance firms may not be ready to implement new product governance rules there to ensure insurance provides fair value, according to a review published today by the Financial Conduct Authority (FCA).

428. FCA publishes Decision Notice against financial adviser for pension transfer advice failings

     Press Releases Published: 09/08/2021 Last modified: 09/08/2021
     The Financial Conduct Authority has published a Decision Notice against Geoffrey Edward Armin of Retirement and Pension Planning Services

429. FCA stops BDSwiss offering contracts for differences (CFDs) to UK customers

     Press Releases Published: 05/08/2021 Last modified: 05/08/2021
     The FCA has acted to stop a Cypriot-based firm, BDSwiss Holding Plc, and other members of the BDSwiss Group from offering high risk contracts for differences (CFDs) to UK investors.

430. FCA wins case against Avacade in the Court of Appeal

     Press Releases Published: 04/08/2021 Last modified: 21/10/2021
     The Court of Appeal has upheld findings of breaches against Alexandra Associates (UK) Limited trading as Avacade Future Solutions (AA), and Craig and Lee Lummis in a case brought by the Financial Conduct Authority (FCA).