Showing 441 to 450 of 1855 search results.

441. FCA consults on post-Brexit divergence for PRIIPS regulation

     Press Releases Published: 20/07/2021 Last modified: 20/07/2021
     The FCA has set out proposals to change disclosure documents provided to retail investors under the Packaged Retail and Insurance-based Investment products regulation.

442. FCA takes action against debt packager firms

     Press Releases Published: 20/07/2021 Last modified: 20/07/2021
     5 firms have stopped providing regulated debt advice until further notice and the FCA has used formal powers to stop another firm from providing regulated advice

443. FCA secures conditional resolution of proceedings against Park First and its senior management

     Press Releases Published: 20/07/2021 Last modified: 01/08/2023
     The conditional agreement should see a further £25 million made available for compensation to investors

444. Workstreams updates

     Statements Published: 16/07/2021 Last modified: 16/07/2021
     Update on Assessing Suitability Review (ASR 2), diagnostic review of business models, review of rules extending SME access to the Financial Ombudsman and de-anchoring remedy for credit cards

445. FCA commits to being a more innovative, assertive and adaptive regulator

     Press Releases Published: 15/07/2021 Last modified: 15/07/2021
     The commitment reflects the FCA’s Business Plan for 2021/22, the first annual plan since Nikhil Rathi joined the FCA as Chief Executive in October 2020

446. FCA bans convicted fraudster from carrying out regulated activity

     Press Releases Published: 14/07/2021 Last modified: 14/07/2021
     An FCA investigation found Mr Creed failed to inform the FCA about his bankruptcy and a disqualification as a company director

447. FCA publishes second letter of concerns in relation to Provident's proposed scheme of arrangement

     Statements Published: 14/07/2021 Last modified: 14/07/2021
     We have published a second letter of concerns explaining to Provident why it does not support its proposed scheme of arrangement.

448. Stephen Allen pleads guilty to forgery

     Press Releases Published: 13/07/2021 Last modified: 13/07/2021
     The charge relates to events that followed proceedings by FCA against Mr Renwick Haddow for operating several unauthorised collective investment schemes

449. Joint Bank of England and FCA review of open-ended investment funds

     Statements Published: 13/07/2021 Last modified: 13/07/2021
     In the Report on Assessing the resilience of market-based finance published today, the Bank of England has set out the conclusion to the joint review by the Financial Conduct Authority (FCA) and the Bank of England on open-ended investment funds and

450. Statement on supervision of commodity position limits

     Statements Published: 09/07/2021 Last modified: 09/07/2021
     In December 2020, we published a Supervisory Statement setting out our approach to the operation of the MiFID markets regime after the end of the EU withdrawal transition period.