Showing 481 to 490 of 1855 search results.

481. FCA launches consultation on a new type of fund to support investment in long-term assets

     Press Releases Published: 07/05/2021 Last modified: 07/05/2021
     The FCA has launched a consultation on proposals for a new category of fund designed to invest efficiently in long-term, illiquid assets.

482. FCA fines Sapien Capital Ltd for serious financial crime control failings in relation to cum/ex trading

     Press Releases Published: 06/05/2021 Last modified: 06/05/2021
     We have fined Sapien Capital Ltd £178,000 for failings which led to the risk of facilitating fraudulent trading and money laundering.

483. FCA to require pension providers to offer to book Pension Wise appointments for consumers

     Press Releases Published: 04/05/2021 Last modified: 04/05/2021
     The Financial Conduct Authority (FCA) has today proposed new rules to require pension providers to ‘nudge’ consumers to Pension Wise in order to benefit from guidance before they access their defined contribution pension savings. This includes

484. FCA consults on strengthening investor protections in SPACs

     Press Releases Published: 30/04/2021 Last modified: 30/04/2021
     The FCA has launched a consultation on proposed changes to its Listing Rules for certain special purpose acquisition companies (SPACs). 

485. FCA sets out proposals to strengthen its financial promotion rules for high-risk investments

     Press Releases Published: 29/04/2021 Last modified: 29/04/2021
     Read our proposals to help retail investors make more effective decisions on high-risk investments

486. FCA publishes letter of concerns in relation to Provident's proposed scheme of arrangement

     Statements Published: 22/04/2021 Last modified: 23/04/2021
     Provident's application for permission from the court to hold meetings of its scheme creditors to vote on a scheme of arrangement was heard at the High Court today

487. FCA commences criminal proceedings for fraud and unauthorised business

     Press Releases Published: 22/04/2021 Last modified: 22/04/2021
     Following an investigation, the FCA has commenced criminal proceedings against Larry Barreto and Tassib Hussain.

488. FCA Business Plan 2021/22

     Statements Published: 20/04/2021 Last modified: 20/04/2021
     We will publish our 2021/22 Business Plan in July, rather than April.

489. Alsford Page & Gems Limited censured and agrees to pay extended warranty insurance customers £399,902

     Press Releases Published: 20/04/2021 Last modified: 20/04/2021
     We have publicly censured Alsford Page & Gems Limited and they will pay compensation totalling £399,902.

490. FCA sets out approach to assessing Connaught complaints

     Statements Published: 19/04/2021 Last modified: 19/04/2021
     In December we published the report of Raj Parker’s 'Independent Review into the FSA and FCA’s handling of the Connaught Income Fund Series 1 and connected companies', and our response to that review. In our response we said that we were sorry