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Showing 571 to 580 of 1855 search results.

  1. FCA confirms speculative mini-bond mass-marketing ban

    Press Releases Published: 10/12/2020 Last modified: 10/12/2020
    The FCA has confirmed proposals to permanently ban the mass-marketing of speculative illiquid securities - including speculative mini-bonds - to retail investors.

  2. Update of position limits for certain commodity derivative contracts

    Statements Published: 07/12/2020 Last modified: 07/12/2020
    The Financial Conduct Authority (FCA) has today published updated position limits for certain commodity derivative contracts traded on ICE Futures Europe. The limits have been established under the Markets in Financial Instruments Regulations 2017

  3. FCA publishes evaluation of its work on the financial advice market

    Press Releases Published: 03/12/2020 Last modified: 29/11/2021
    FCA publishes evaluation of its work on the financial advice market.

  4. 1 month to go: FCA reminds firms to be ready for end of transition period

    Press Releases Published: 01/12/2020 Last modified: 01/12/2020
    The FCA has reminded firms to be ready for the end of the transition period in 1 month’s time.

  5. FCA response to IBA’s proposed consultation on intention to cease US$ LIBOR

    Markets Statements Published: 30/11/2020 Last modified: 11/12/2020
    ICE Benchmark Administration (IBA), the FCA-regulated and authorised administrator of LIBOR, has announced that it will consult in early December on its intention to cease US$ LIBOR. The FCA welcomes and supports the proposal to consult on a clear

  6. FCA statement on regulation of pre-paid funeral plans

    Statements Published: 26/11/2020 Last modified: 26/11/2020
    We welcome the Government’s laying of legislation setting out a timetable for bringing the regulation of pre-paid funeral plans within our remit.

  7. Stephen Allen pleads not guilty to conspiracy to pervert the course of justice

    Press Releases Published: 25/11/2020 Last modified: 25/11/2020
    Stephen Allen pleads not guilty to FCA charge of conspiracy to pervert the course of justice.

  8. FCA charges Richard Jonathan Faithfull with one offence of money laundering

    Press Releases Published: 25/11/2020 Last modified: 11/02/2021
    Following a joint investigation by the Financial Conduct Authority and City of London Police, the FCA has charged Richard Jonathan Faithfull with one offence of money laundering, contrary to Section 327 of the Proceeds of Crime Act

  9. FCA fines TFS-ICAP £3.44 million for market misconduct

    Press Releases Published: 23/11/2020 Last modified: 23/11/2020
    The Financial Conduct Authority (FCA) has fined TFS-ICAP Ltd, an FX options broker, £3.44m for communicating misleading information to clients.

  10. FCA statement on Lanistar consumer warning

    Statements Published: 20/11/2020 Last modified: 20/11/2020
    Following the FCA receiving a number of consumer reports, on Wednesday 18 November we issued a consumer warning against Lanistar.