Showing 611 to 620 of 1855 search results.

611. FCA fines ARCM £873,118 for breaches of short selling disclosure rules

     Press Releases Published: 14/10/2020 Last modified: 14/10/2020
     The Financial Conduct Authority (FCA) has fined Asia Research and Capital Management Ltd (ARCM) £873,118 over transparency failures. The firm failed to notify the FCA and disclose to the public its net short position in Premier Oil Plc built

612. FCA bans IFA directors who provided false and misleading SIPP declarations

     Press Releases Published: 12/10/2020 Last modified: 12/10/2020
     The FCA has banned Peter Howson and John Butterfield from performing any regulated activity because of their roles in the submission of false and misleading information about customers’ high net worth status. 

613. FCA writes joint letter with the Bank to CEOs of UK and international banks

     Statements Published: 09/10/2020 Last modified: 09/10/2020
     We have written a letter, jointly with the Bank of England, to CEOs of UK and international banks on preparations for the end of the transition period.

614. FCA urges unauthorised land banking scheme victims to get in touch to return funds

     Press Releases Published: 09/10/2020 Last modified: 09/10/2020
     The Financial Conduct Authority (FCA) is urging members of the public who invested in an unauthorised land banking scheme, and who may be eligible to receive some of their money back, to get in contact with the FCA.

615. German Property Group (GPG) companies enter preliminary bankruptcy proceedings

     Statements Published: 08/10/2020 Last modified: 04/02/2021
     Joint statement from the FCA, the FSC) and the Financial Ombudsman Service on an unregulated, overseas property investment scheme.

616. FCA bans the sale of crypto-derivatives to retail consumers

     Press Releases Published: 06/10/2020 Last modified: 06/10/2020
     The FCA has published final rules banning the sale of derivatives and exchange traded notes (ETNs) that reference certain types of cryptoassets to retail consumers

617. FCA assists innovative companies in tackling coronavirus challenges

     Press Releases Published: 05/10/2020 Last modified: 05/10/2020
     Application windows for Cohort 7 of the Regulatory Sandbox and the pilot of a new Digital Sandbox initiative have opened.

618. FCA secures £1.6m confiscation order against Richard Baldwin

     Press Releases Published: 05/10/2020 Last modified: 05/10/2020
     FCA secures £1.6m confiscation order against Richard Baldwin

619. Statement on MiFID trade reporting and position limit obligations

     Statements Published: 01/10/2020 Last modified: 02/10/2020
     ESMA published a statement saying that it has positively assessed UK trading venues in relation to its Opinions on MiFIR trade reporting and commodity derivatives position limits.

620. FCA publishes rules that will apply at the end of the transition period

     Press Releases Published: 01/10/2020 Last modified: 02/10/2020
     We've published an updated version of the FCA Handbook to show the rules that will apply at the end of the transition period.