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Update for investors in the Woodford Equity Income Fund
It is vital that as people vote they receive accurate information. -
FCA bans Nigel Lewis and Susan Jones for incompetent British Steel Pension Scheme advice
The Financial Conduct Authority (FCA) has banned Nigel Lewis and Susan Jones of West Wales Financial Services Limited (in liquidation) (WWFS) from advising customers on pension transfers and pension opt outs. Mr Lewis has also been banned from -
FCA welcomes industry report on fund tokenisation
The report sets out how firms can develop such models within the existing legal and regulatory framework. -
Update on the Bank of England and FCA Memorandum of Understanding for supervision of market infrastructure
To review the MoU, the Bank and FCA held a consultation to review their co-operation regarding market infrastructure in 2022. -
Pensions value for money
All pension savers need to be confident that their scheme delivers value regardless of where they’re invested. We know that short term cost can dominate decision making in the context of defined contributions (DC) schemes, and whilst cost matter -
FCA censures NMC Health Plc (in Administration) for market abuse
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FCA and PSR Boards appoint new members to decision-making committees
Ulrike Hotopp and Claire Whyley have been appointed to the FCA’s and PSR’s Competition Decisions Committees (CDCs) -
FCA finds further work required to fully embed ‘Guiding Principles’ for ESG and sustainable investment funds
A review by the FCA has found that while most Authorised Fund Managers (AFMs) have made efforts to comply with the FCA’s expectations on the design, delivery, and disclosure of their ESG and sustainable funds, further improvement is needed. -
Statement on the FCA’s regulatory and criminal investigation into WealthTek Limited Liability Partnership
On 8 November, the FCA sought and obtained a Restraint Order under the Proceeds of Crime Act 2002. -
Two individuals guilty of making £3m worth of fraudulent mortgage applications
Larry Barreto, based in the East Midlands, has been found guilty today of 11 charges of fraud by false representation following a prosecution brought by the FCA.