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Showing 1021 to 1030 of 1321 search results.

  1. FCA to ask firms for their views on MiFID II implementation

    Press Releases Published: 26/03/2015 Last modified: 08/11/2016
    FCA to ask firms for their views on MiFID II implementation. Press Releases First published:. 26/03/2015. Last updated: 08/11/2016. Share page. FCA to ask firms for their views on MiFID II implementation. The Financial Conduct Authority (FCA) is

  2. FCA proposes an end to opt-out selling of insurance add-ons

    Press Releases Published: 25/03/2015 Last modified: 25/03/2015
    FCA proposes an end to opt-out selling of insurance add-ons. Press Releases First published:. 25/03/2015. Last updated: 25/03/2015. Share page. FCA proposes an end to opt-out selling of insurance add-ons. The Financial Conduct Authority today

  3. FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions

    Press Releases Published: 24/03/2015 Last modified: 14/09/2015
    FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions. Press Releases First published:. 24/03/2015. Last updated: 14/09/2015. Share page. FCA publishes its Business Plan for 2015/16 and

  4. As new pension freedoms arrive be ScamSmart

    Press Releases Published: 23/03/2015 Last modified: 12/04/2024
    As changes to the pension system approach, the FCA has urged people to be ScamSmart and on the look-out for dodgy investment scams.

  5. FCA bans and fines two individuals for pension advice failings

    Press Releases Published: 20/03/2015 Last modified: 24/03/2020
    Lloyd Pope and Peter Legerton, former directors of advisory firm TailorMade Independent Ltd (TMI) (firm now dissolved), have been banned from senior positions in financial services by the Financial Conduct Authority (FCA).

  6. Former senior trader sentenced for insider dealing

    Press Releases Published: 19/03/2015 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA), Julian Rifat – a former senior execution trader and portfolio strategist at Moore Europe Capital Management LLC – has today been sentenced at Southwark Crown Court to 19 months

  7. Financial Conduct Authority confirms approach to improving responsibility and accountability in the banking sector

    Press Releases Published: 16/03/2015 Last modified: 16/03/2015
    Financial Conduct Authority confirms approach to improving responsibility and accountability in the banking sector. Press Releases First published:. 16/03/2015. Last updated: 16/03/2015. Share page. Financial Conduct Authority confirms approach to

  8. Former chief executive of stockbroker firm fined £450,000 and banned

    Press Releases Published: 13/03/2015 Last modified: 13/03/2015
    Former chief executive of stockbroker firm fined £450,000 and banned. Press Releases First published:. 13/03/2015. Last updated: 13/03/2015. Share page. Former chief executive of stockbroker firm fined £450,000 and banned. Sam Kenny, the former

  9. FCA confirms approach for financial promotions in social media

    Press Releases Published: 13/03/2015 Last modified: 13/03/2015
    FCA confirms approach for financial promotions in social media. Press Releases First published:. 13/03/2015. Last updated: 13/03/2015. Share page. FCA confirms approach for financial promotions in social media. The Financial Conduct Authority (FCA)

  10. FCA fines and prohibits Mr Stephen Bell, former director of network Financial Group, from performing compliance oversight function

    Press Releases Published: 13/03/2015 Last modified: 13/03/2015
    FCA fines and prohibits Mr Stephen Bell, former director of network Financial Group, from performing compliance oversight function. Press Releases First published:. 13/03/2015. Last updated: 13/03/2015. Share page. FCA fines and prohibits Mr