Showing 1041 to 1050 of 1321 search results.

1041. FCA publishes rules on retirement risk warnings

      Press Releases Published: 27/02/2015 Last modified: 27/02/2015
      FCA publishes rules on retirement risk warnings. Press Releases First published:. 27/02/2015. Last updated: 27/02/2015. Share page. FCA publishes rules on retirement risk warnings. New rules published by the Financial Conduct Authority (FCA) today

1042. Former Logica PLC Manager pleads guilty to insider dealing

      Press Releases Published: 26/02/2015 Last modified: 05/04/2023
      In a case brought by the Financial Conduct Authority (FCA) Ryan Willmott, formerly Group Reporting and Financial Planning Manager for Logica PLC, has today pleaded guilty to three instances of insider dealing.

1043. FCA fines Aviva Investors £17.6m for systems and controls failings that led to its failure to manage conflicts of interest fairly

      Press Releases Published: 24/02/2015 Last modified: 24/02/2015
      FCA fines Aviva Investors £17.6m for systems and controls failings that led to its failure to manage conflicts of interest fairly. Press Releases First published:. 24/02/2015. Last updated: 24/02/2015. Share page. FCA fines Aviva Investors £17.6m

1044. FCA challenges firms to review approach to consumer vulnerability

      Press Releases Published: 23/02/2015 Last modified: 27/04/2020
      Research published by the FCA reveals that some vulnerable consumers seeking help from financial providers are meeting ‘a computer says no’ approach, putting them at risk of further detriment

1045. FCA sets out approach to Non-Executive Directors and the Senior Managers Regime

      Press Releases Published: 23/02/2015 Last modified: 23/02/2015
      FCA sets out approach to Non-Executive Directors and the Senior Managers Regime. Press Releases First published:. 23/02/2015. Last updated: 23/02/2015. Share page. FCA sets out approach to Non-Executive Directors and the Senior Managers Regime.

1046. FCA to investigate competition in investment and corporate banking services following review of wholesale markets

      Press Releases Published: 19/02/2015 Last modified: 19/02/2015
      FCA to investigate competition in investment and corporate banking services following review of wholesale markets. Press Releases First published:. 19/02/2015. Last updated: 19/02/2015. Share page. FCA to investigate competition in investment and

1047. Former Group Reporting and Financial Planning Manager for Logica PLC appears in court in respect of insider dealing

      Press Releases Published: 11/02/2015 Last modified: 05/04/2023
      As part of an investigation by the Financial Conduct Authority (FCA) Ryan Tony Willmott (DOB: 17/01/1982), aged 33 from Reading, formerly Group Reporting and Financial Planning Manager for Logica PLC, appeared today (11 February 2015) before

1048. New Chairs of the Financial Conduct Authority’s Practitioner Panels announced today

      Press Releases Published: 06/02/2015 Last modified: 03/11/2016
      New Chairs of the Financial Conduct Authority’s Practitioner Panels announced today. Press Releases First published:. 06/02/2015. Last updated: 03/11/2016. Share page. New Chairs of the Financial Conduct Authority’s Practitioner Panels

1049. FCA confirms final rules for independent governance committees

      Press Releases Published: 04/02/2015 Last modified: 04/02/2015
      FCA confirms final rules for independent governance committees. Press Releases First published:. 04/02/2015. Last updated: 04/02/2015. Share page. FCA confirms final rules for independent governance committees. The Financial Conduct Authority (FCA)

1050. Alex Hope and Raj Von Badlo sentenced following FCA prosecution

      Press Releases Published: 30/01/2015 Last modified: 30/01/2015
      Alex Hope and Raj Von Badlo sentenced following FCA prosecution. Press Releases First published:. 30/01/2015. Last updated: 30/01/2015. Share page. Alex Hope and Raj Von Badlo sentenced following FCA prosecution. Having been convicted on 9 January