Showing 1071 to 1080 of 1321 search results.

1071. FCA publishes Guidance Guarantee Policy Statement

      Press Releases Published: 27/11/2014 Last modified: 27/11/2014
      FCA publishes Guidance Guarantee Policy Statement. Press Releases First published:. 27/11/2014. Last updated: 27/11/2014. FCA publishes Guidance Guarantee Policy Statement. The Financial Conduct Authority (FCA) has published standards. 1. for the

1072. FCA publishes terms of reference for credit card market study

      Press Releases Published: 25/11/2014 Last modified: 25/11/2014
      FCA publishes terms of reference for credit card market study. Press Releases First published:. 25/11/2014. Last updated: 25/11/2014. Share page. FCA publishes terms of reference for credit card market study. The Financial Conduct Authority (FCA)

1073. FCA fines RBS, NatWest and Ulster Bank Ltd £42 million for IT failures

      Press Releases Published: 20/11/2014 Last modified: 20/11/2014
      FCA fines RBS, NatWest and Ulster Bank Ltd £42 million for IT failures. Press Releases First published:. 20/11/2014. Last updated: 20/11/2014. Share page. FCA fines RBS, NatWest and Ulster Bank Ltd £42 million for IT failures. The Financial

1074. FCA fines Chase de Vere for failures surrounding sale of Keydata Products

      Press Releases Published: 17/11/2014 Last modified: 17/11/2014
      FCA fines Chase de Vere for failures surrounding sale of Keydata Products. Press Releases First published:. 17/11/2014. Last updated: 17/11/2014. Share page. FCA fines Chase de Vere for failures surrounding sale of Keydata Products. The Financial

1075. The Financial Conduct Authority and industry agree to improve the way consumer complaints are dealt with

      Press Releases Published: 17/11/2014 Last modified: 01/11/2016
      The Financial Conduct Authority and industry agree to improve the way consumer complaints are dealt with. Press Releases First published:. 17/11/2014. Last updated: 01/11/2016. Share page. The Financial Conduct Authority and industry agree to

1076. FCA finds small firms need to manage financial crime risks more effectively

      Press Releases Published: 14/11/2014 Last modified: 23/11/2021
      The Financial Conduct Authority (FCA) has found that many small banks and commercial insurance intermediaries fail to effectively manage financial crime risk.

1077. FCA fines five banks £1.1 billion for FX failings and announces industry-wide remediation programme

      Press Releases Published: 12/11/2014 Last modified: 04/11/2019
      The Financial Conduct Authority (FCA) has imposed fines totalling £1,114,918,000 ($1.7 billion) on five banks for failing to control business practices in their G10 spot foreign exchange (FX) trading operations: Citibank N.A. £225,575,000 ($358

1078. FCA confirms price cap rules for payday lenders

      Press Releases Published: 11/11/2014 Last modified: 17/11/2014
      FCA confirms price cap rules for payday lenders. Press Releases First published:. 11/11/2014. Last updated: 17/11/2014. FCA confirms price cap rules for payday lenders. People using payday lenders and other providers of high-cost short-term credit

1079. Former Moore Capital trader pleads guilty to insider dealing

      Press Releases Published: 07/11/2014 Last modified: 05/04/2023
      In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting 8 instances of insider dealing

1080. Former Swinton executives fined and banned from senior roles after insurance add-ons mis-selling

      Press Releases Published: 05/11/2014 Last modified: 29/11/2021
      The Financial Conduct Authority (FCA) has fined three former senior executives of Swinton Group Limited (Swinton) £928,000. The FCA’s action follows previous enforcement action taken against Swinton: in 2013 it was fined £7.4m after it adopted