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  1. Statement re: promotion of shares in EMMIT plc

    Press Releases Published: 31/10/2014 Last modified: 21/11/2016
    Statement re: promotion of shares in EMMIT plc. Press Releases First published:. 31/10/2014. Last updated: 21/11/2016. Share page. Statement re: promotion of shares in EMMIT plc. The Financial Conduct Authority (FCA) has been made aware that
  2. FCA fines Sesame Ltd for ‘pay-to-play’ arrangements

    Press Releases Published: 30/10/2014 Last modified: 30/10/2014
    FCA fines Sesame Ltd for ‘pay-to-play’ arrangements. Press Releases First published:. 30/10/2014. Last updated: 30/10/2014. Share page. FCA fines Sesame Ltd for ‘pay-to-play’ arrangements. Sesame Ltd, the UK’s largest network of financial
  3. Financial Conduct Authority consults on restrictions on the retail distribution of regulatory capital instruments

    Press Releases Published: 29/10/2014 Last modified: 29/10/2014
    Financial Conduct Authority consults on restrictions on the retail distribution of regulatory capital instruments. Press Releases First published:. 29/10/2014. Last updated: 29/10/2014. Share page. Financial Conduct Authority consults on
  4. FCA fines Yorkshire Building Society £4,135,600 for failings in dealing with customers in mortgage arrears

    Press Releases Published: 29/10/2014 Last modified: 29/10/2014
    FCA fines Yorkshire Building Society £4,135,600 for failings in dealing with customers in mortgage arrears. Press Releases First published:. 29/10/2014. Last updated: 29/10/2014. Share page. FCA fines Yorkshire Building Society £4,135,600 for
  5. Innovation Hub now open for business, says FCA

    Press Releases Published: 28/10/2014 Last modified: 28/10/2014
    Innovation Hub now open for business, says FCA. Press Releases First published:. 28/10/2014. Last updated: 28/10/2014. Share page. Innovation Hub now open for business, says FCA. The Financial Conduct Authority’s (FCA) Innovation Hub, part of
  6. FCA publishes Decision Notice against Paul Reynolds deciding to ban him and fine him £290,344

    Press Releases Published: 23/10/2014 Last modified: 23/10/2014
    The Financial Conduct Authority (FCA) has today published a Decision Notice against Paul Reynolds (formerly known as Paul Brian Reynolds).
  7. National campaign will target those most at risk of investment fraud, says FCA

    Press Releases Published: 15/10/2014 Last modified: 12/04/2024
    Using funds recovered from the proceeds of crime, the FCA has launched a national campaign to warn people about investment fraud and how to spot a potential scam.
  8. Two former directors of Pritchard Stockbrokers fined and banned for recklessly failing to protect client money

    Press Releases Published: 09/10/2014 Last modified: 29/11/2021
    The Financial Conduct Authority (FCA) has fined and banned David Gillespie, Managing Director, and David Welsby, Finance Director, of stockbroking and wealth management firm, Pritchard Stockbrokers Limited (Pritchard) for serious failings in
  9. Wonga to make major changes to affordability criteria following discussions with the FCA

    Press Releases Published: 02/10/2014 Last modified: 02/10/2014
    Wonga has entered into an agreement, known as a voluntary requirement (VREQ), with the Financial Conduct Authority (FCA) that requires it to make significant changes to its business immediately.
  10. FCA charges former Treasurer and Head of Tax at Wm Morrison with insider dealing

    Press Releases Published: 28/09/2014 Last modified: 05/04/2023
    The Financial Conduct Authority (FCA) has charged Paul Gerard Coyle (DOB: 20/04/1964), the former Treasurer and Head of Tax at Wm Morrison Supermarket plc (Morrison) with two offences of insider dealing, contrary to Section 52(1) of the Criminal