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FCA outlines approach for implementation of Mortgage Credit Directive and regulatory framework for second charge mortgages
FCA outlines approach for implementation of Mortgage Credit Directive and regulatory framework for second charge mortgages. Press Releases First published:. 25/09/2014. Last updated: 01/10/2014. Share page. FCA outlines approach for implementation -
Complaints fall by 5%: PPI, current accounts and general insurance still most complained about products
The latest complaints data published by the Financial Conduct Authority (FCA) shows financial services firms received 2,358,732 new complaints between January and June 2014. -
Barclays fined £38 million for putting £16.5 billion of client assets at risk
Barclays fined £38 million for putting £16.5 billion of client assets at risk. Press Releases First published:. 23/09/2014. Last updated: 30/08/2015. Share page. Barclays fined £38 million for putting £16.5 billion of client assets at risk. -
Debt management firms must raise their game, says FCA
Debt management firms must raise their game, says FCA. Press Releases First published:. 22/09/2014. Last updated: 21/11/2016. Share page. Debt management firms must raise their game, says FCA. The Financial Conduct Authority (FCA) says debt -
Financial adviser banned and fined £300,000 after clients lost out investing in companies he controlled
Financial adviser banned and fined £300,000 after clients lost out investing in companies he controlled. Press Releases First published:. 16/09/2014. Last updated: 16/09/2014. Share page. Financial adviser banned and fined £300,000 after clients -
Insider dealers ordered to pay £3.2m in confiscation
In a case brought by the Financial Conduct Authority (FCA) and heard at Southwark Crown Court Confiscation Orders (the Orders) totalling £3,249,488.71 were made by His Honour Judge Pegden QC between 10 September 2014 and 15 September 2014. -
FCA bans and fines former Burlington director for dishonest involvement in the sale of Unregulated Collective Investment Schemes to retail customers
FCA bans and fines former Burlington director for dishonest involvement in the sale of Unregulated Collective Investment Schemes to retail customers. Press Releases First published:. 29/08/2014. Last updated: 29/08/2014. Share page. FCA bans and -
FCA publishes update on PPI work – firms have improved complaints handling and are reopening two and a half million old complaints to ensure fair redress is paid
FCA publishes update on PPI work – firms have improved complaints handling and are reopening two and a half million old complaints to ensure fair redress is paid. Press Releases First published:. 29/08/2014. Last updated: 01/11/2016. Share page. -
Deutsche Bank fined £4.7m for failing to properly report transactions
Deutsche Bank fined £4.7m for failing to properly report transactions. Press Releases First published:. 28/08/2014. Last updated: 28/08/2014. Share page. Deutsche Bank fined £4.7m for failing to properly report transactions. Deutsche Bank AG -
FCA fines RBS and NatWest for failures in mortgage advice process
FCA fines RBS and NatWest for failures in mortgage advice process. Press Releases First published:. 27/08/2014. Last updated: 12/09/2014. Share page. FCA fines RBS and NatWest for failures in mortgage advice process. The Financial Conduct Authority