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FCA says firms must do more to ensure financial promotions do not mislead
FCA says firms must do more to ensure financial promotions do not mislead. Press Releases First published:. 13/08/2014. Last updated: 29/11/2016. Share page. FCA says firms must do more to ensure financial promotions do not mislead. The Financial -
FCA fines Stonebridge International Insurance Limited £8.4m in relation to sales of insurance policies
FCA fines Stonebridge International Insurance Limited £8.4m in relation to sales of insurance policies. Press Releases First published:. 07/08/2014. Last updated: 07/08/2014. Share page. FCA fines Stonebridge International Insurance Limited £8.4m -
FCA sets out its approach to financial promotions in social media
FCA sets out its approach to financial promotions in social media. Press Releases First published:. 06/08/2014. Last updated: 06/08/2014. Share page. FCA sets out its approach to financial promotions in social media. The Financial Conduct Authority -
FCA restricts distribution of CoCos to retail investors
FCA restricts distribution of CoCos to retail investors. Press Releases First published:. 05/08/2014. Last updated: 06/01/2017. Share page. FCA restricts distribution of CoCos to retail investors. In the first use of new consumer protection powers, -
FCA finds firms fail to deliver best execution
FCA finds firms fail to deliver best execution. Press Releases First published:. 31/07/2014. Last updated: 31/07/2014. Share page. FCA finds firms fail to deliver best execution. Retail and professional clients are being failed by firms that -
Tribunal upholds FCA decision to fine and ban former hedge fund CEO Alberto Micalizzi
Tribunal upholds FCA decision to fine and ban former hedge fund CEO Alberto Micalizzi. Press Releases First published:. 30/07/2014. Last updated: 30/07/2014. Share page. Tribunal upholds FCA decision to fine and ban former hedge fund CEO Alberto -
Prudential Regulation Authority and Financial Conduct Authority consult on proposals to improve responsibility and accountability in the banking sector
The Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) have today published two joint consultation papers aimed at improving individual responsibility and accountability in the banking sector. -
Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings
Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings. Press Releases First published:. 28/07/2014. Last updated: 28/07/2014. Share page. Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings. -
Less than five weeks remaining for CPP customers to claim compensation on mis-sold card and identity protection insurance
People who were mis-sold Card Protection Plan Limited (CPP) card or identity protection insurance products have less than five weeks to submit their compensation claims. -
FCA commences criminal prosecution against Phillip Boakes in relation to an unauthorised investment scheme
FCA commences criminal prosecution against Phillip Boakes in relation to an unauthorised investment scheme. Press Releases First published:. 23/07/2014. Last updated: 23/07/2014. Share page. FCA commences criminal prosecution against Phillip Boakes