Showing 1141 to 1150 of 1321 search results.

1141. FCA sets out expectations for investment managers on dealing commission

      Press Releases Published: 08/05/2014 Last modified: 08/05/2014
      FCA sets out expectations for investment managers on dealing commission. Press Releases First published:. 08/05/2014. Last updated: 08/05/2014. Share page. FCA sets out expectations for investment managers on dealing commission. Investment managers

1142. FCA Independent Directors Publish Protocol and Updated Terms of Reference

      Press Releases Published: 02/05/2014 Last modified: 02/05/2014
      FCA Independent Directors Publish Protocol and Updated Terms of Reference. Press Releases First published:. 02/05/2014. Last updated: 02/05/2014. Share page. FCA Independent Directors Publish Protocol and Updated Terms of Reference. On 8 April 2014

1143. Former UBS trader banned for failings related to US$2.3 billion unauthorised trading losses by Kweku Adoboli

      Press Releases Published: 01/05/2014 Last modified: 24/11/2021
      The Financial Conduct Authority (FCA) has banned John Christopher Hughes from performing any function in relation to any regulated activity in the financial services industry.

1144. Invesco Perpetual fined £18.6 million for failings in fund management

      Press Releases Published: 28/04/2014 Last modified: 28/04/2014
      Invesco Perpetual fined £18.6 million for failings in fund management. Press Releases First published:. 28/04/2014. Last updated: 28/04/2014. Share page. Invesco Perpetual fined £18.6 million for failings in fund management. The Financial Conduct

1145. New mortgage rules come into force

      Press Releases Published: 26/04/2014 Last modified: 09/12/2016
      New mortgage rules come into force. Press Releases First published:. 26/04/2014. Last updated: 09/12/2016. Share page. New mortgage rules come into force. From today, new rules from the Financial Conduct Authority (FCA) come into force which will

1146. Antony Townsend to be new Complaints Commissioner

      Press Releases Published: 25/04/2014 Last modified: 25/04/2014
      Antony Townsend to be new Complaints Commissioner. Press Releases First published:. 25/04/2014. Last updated: 25/04/2014. Share page. Antony Townsend to be new Complaints Commissioner. The Bank of England and the Financial Conduct Authority (FCA)

1147. FCA appoints two new senior advisers focused on competition and investment banking

      Press Releases Published: 23/04/2014 Last modified: 23/04/2014
      FCA appoints two new senior advisers focused on competition and investment banking. Press Releases First published:. 23/04/2014. Last updated: 23/04/2014. Share page. FCA appoints two new senior advisers focused on competition and investment banking

1148. FCA bans partners of firm that failed to consider customer SIPP suitability

      Press Releases Published: 17/04/2014 Last modified: 20/05/2014
      FCA bans partners of firm that failed to consider customer SIPP suitability. Press Releases First published:. 17/04/2014. Last updated: 20/05/2014. Share page. FCA bans partners of firm that failed to consider customer SIPP suitability. Andrew Rees

1149. Tribunal upholds £80,000 fine for broker who lied about income and used falsified payslips in mortgage application

      Press Releases Published: 17/04/2014 Last modified: 29/11/2021
      The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to impose a financial penalty of £80,000 on Amir Khan, director of Sovereign Worldwide Limited (Sovereign), for dishonestly submitting false income

1150. Financial Conduct Authority says time to end premium calls for consumers

      Press Releases Published: 14/04/2014 Last modified: 15/04/2014
      Financial Conduct Authority says time to end premium calls for consumers. Press Releases First published:. 14/04/2014. Last updated: 15/04/2014. Financial Conduct Authority says time to end premium calls for consumers. The FCA is concerned that