News

  1. News
  2. News search results
Filter results
Filter by year
Sort by:

Search results

Press releases Clear all filters

Showing 1161 to 1170 of 1321 search results.

  1. Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation

    Press Releases Published: 31/03/2014 Last modified: 01/04/2014
    Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation. Press Releases First published:. 31/03/2014. Last updated: 01/04/2014. Share page. Financial Conduct Authority to investigate how firms deal with risk

  2. Santander UK fined £12.4m for widespread investment advice failings

    Press Releases Published: 26/03/2014 Last modified: 25/11/2021
    Santander UK Plc has been fined £12,377,800 by the Financial Conduct Authority (FCA) after the regulator uncovered serious failings in the way it offered financial advice from its bank.

  3. The Pensions Regulator and the FCA publish joint regulatory guide

    Press Releases Published: 21/03/2014 Last modified: 01/04/2014
    The Pensions Regulator and the FCA publish joint regulatory guide. Press Releases First published:. 21/03/2014. Last updated: 01/04/2014. Share page. The Pensions Regulator and the FCA publish joint regulatory guide. A new guide that sets out how

  4. FCA winds up a boiler room

    Press Releases Published: 20/03/2014 Last modified: 01/04/2014
    FCA winds up a boiler room. Press Releases First published:. 20/03/2014. Last updated: 01/04/2014. Share page. FCA winds up a boiler room. On 18 March 2014, the High Court made a winding up order against First Capital Wealth Limited (FCW) and the

  5. FCA bans and fines trader £662,700 for manipulating gilt price during QE

    Press Releases Published: 20/03/2014 Last modified: 01/04/2014
    FCA bans and fines trader £662,700 for manipulating gilt price during QE. Press Releases First published:. 20/03/2014. Last updated: 01/04/2014. Share page. FCA bans and fines trader £662,700 for manipulating gilt price during QE. Mark Stevenson,

  6. The Financial Conduct Authority publishes review into delivering ‘independent’ financial advice following the implementation of the Retail Distribution Review

    Press Releases Published: 20/03/2014 Last modified: 20/03/2014
    The Financial Conduct Authority publishes review into delivering ‘independent’ financial advice following the implementation of the Retail Distribution Review. Press Releases First published:. 20/03/2014. Last updated: 20/03/2014. Share page.

  7. Besso Limited fined for anti-bribery and corruption systems failings

    Press Releases Published: 19/03/2014 Last modified: 19/03/2014
    Besso Limited fined for anti-bribery and corruption systems failings. Press Releases First published:. 19/03/2014. Last updated: 19/03/2014. Share page. Besso Limited fined for anti-bribery and corruption systems failings. The Financial Conduct

  8. An arrest in FCA boiler room investigation

    Press Releases Published: 13/03/2014 Last modified: 30/09/2016
    An arrest in FCA boiler room investigation. Press Releases First published:. 13/03/2014. Last updated: 30/09/2016. Share page. An arrest in FCA boiler room investigation. The Financial Conduct Authority (FCA), with the assistance of the National

  9. FCA appoints new head of investment banking

    Press Releases Published: 12/03/2014 Last modified: 09/05/2024
    The FCA appointed Julia Hoggett as head of investment banking in its supervision division.

  10. Consumer credit countdown – Review into debt collection practices of payday lenders starts on day one of FCA regulation

    Press Releases Published: 12/03/2014 Last modified: 30/09/2016
    Consumer credit countdown – Review into debt collection practices of payday lenders starts on day one of FCA regulation. Press Releases First published:. 12/03/2014. Last updated: 30/09/2016. Share page. Consumer credit countdown – Review into