Showing 1181 to 1190 of 1321 search results.

1181. Fraudster Benjamin Wilson sentenced to seven years imprisonment following successful FCA prosecution

      Press Releases Published: 14/02/2014 Last modified: 22/11/2021
      Benjamin Wilson of Bournemouth, Dorset sentenced to seven years at Southwark Crown Court for defrauding investors of over £21m, following previous guilty pleas for fraud, forgery and operating a collective investment scheme without authorisation

1182. FCA finds annuity market not working for consumers - Competition Market Study launched

      Press Releases Published: 14/02/2014 Last modified: 07/07/2017
      FCA finds annuity market not working for consumers - Competition Market Study launched. Press Releases First published:. 14/02/2014. Last updated: 07/07/2017. Share page. FCA finds annuity market not working for consumers - Competition Market Study

1183. HomeServe fined £30 million for widespread failings

      Press Releases Published: 13/02/2014 Last modified: 13/02/2014
      HomeServe fined £30 million for widespread failings. Press Releases First published:. 13/02/2014. Last updated: 13/02/2014. Share page. HomeServe fined £30 million for widespread failings. The Financial Conduct Authority (FCA) has issued its

1184. The Financial Conduct Authority publishes its findings on transition management

      Press Releases Published: 10/02/2014 Last modified: 07/02/2022
      Over £165 billion of assets invested in pensions and other large funds are transferred between investment managers, markets and products every year – potentially affecting the returns enjoyed by millions of consumers on their investments – by

1185. The FCA appoints adviser on wholesale banking and investment management

      Press Releases Published: 07/02/2014 Last modified: 29/11/2016
      The FCA appoints adviser on wholesale banking and investment management. Press Releases First published:. 07/02/2014. Last updated: 29/11/2016. Share page. The FCA appoints adviser on wholesale banking and investment management. The Financial

1186. CPP redress scheme opens - customers have until end of August 2014 to claim

      Press Releases Published: 03/02/2014 Last modified: 03/02/2014
      CPP redress scheme opens - customers have until end of August 2014 to claim. Press Releases First published:. 03/02/2014. Last updated: 03/02/2014. Share page. CPP redress scheme opens - customers have until end of August 2014 to claim. Seven

1187. State Street UK fined £22.9m by Financial Conduct Authority for Transitions Management failings

      Press Releases Published: 31/01/2014 Last modified: 31/01/2014
      State Street UK fined £22.9m by Financial Conduct Authority for Transitions Management failings. Press Releases First published:. 31/01/2014. Last updated: 31/01/2014. Share page. State Street UK fined £22.9m by Financial Conduct Authority for

1188. New rules proposed for sponsors to enhance listing regime

      Press Releases Published: 30/01/2014 Last modified: 30/01/2014
      New rules proposed for sponsors to enhance listing regime. Press Releases First published:. 30/01/2014. Last updated: 30/01/2014. Share page. New rules proposed for sponsors to enhance listing regime. Proposed new rules to ensure sponsors –

1189. Adviser banned and fined for fabricating RDR qualification certificates

      Press Releases Published: 30/01/2014 Last modified: 30/01/2014
      Adviser banned and fined for fabricating RDR qualification certificates. Press Releases First published:. 30/01/2014. Last updated: 30/01/2014. Share page. Adviser banned and fined for fabricating RDR qualification certificates. Former retail

1190. FCA bans former BGC senior executive Anthony Verrier

      Press Releases Published: 29/01/2014 Last modified: 30/06/2014
      FCA bans former BGC senior executive Anthony Verrier. Press Releases First published:. 29/01/2014. Last updated: 30/06/2014. Share page. FCA bans former BGC senior executive Anthony Verrier. The Financial Conduct Authority (FCA) has banned Anthony