Showing 1201 to 1210 of 1321 search results.

1201. Statement regarding Royal Bank of Scotland

      Press Releases Published: 29/11/2013 Last modified: 09/12/2016
      The Financial Conduct Authority (FCA) has now considered the reports published this week by Sir Andrew Large into lending practices at the Royal Bank of Scotland (RBS) and, separately, by Dr Lawrence Tomlinson into banks’ treatment of customers in

1202. Tribunal upholds FCA fine on firm for misselling complex investments

      Press Releases Published: 27/11/2013 Last modified: 17/12/2013
      Tribunal upholds FCA fine on firm for misselling complex investments. Press Releases First published:. 27/11/2013. Last updated: 17/12/2013. Share page. Tribunal upholds FCA fine on firm for misselling complex investments. The Upper Tribunal

1203. FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches

      Press Releases Published: 26/11/2013 Last modified: 29/11/2016
      FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches. Press Releases First published:. 26/11/2013. Last updated: 29/11/2016. Share page. FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches. The

1204. FCA proposes new rules on dealing commission for investment managers

      Press Releases Published: 25/11/2013 Last modified: 25/11/2013
      The Financial Conduct Authority (FCA) has today proposed improvements to the rules and new guidance over investment managers’ use of client commissions. These changes will ensure that charges paid by consumers for executing trades and related

1205. The FCA launches review into price comparison websites

      Press Releases Published: 24/11/2013 Last modified: 09/12/2016
      The FCA launches review into price comparison websites. Press Releases First published:. 24/11/2013. Last updated: 09/12/2016. Share page. The FCA launches review into price comparison websites. Price comparison websites (PCWs) are a valuable tool

1206. FCA acts quickly to stop suspected boiler room from taking more money

      Press Releases Published: 19/11/2013 Last modified: 29/11/2016
      A suspected boiler room has had an unlimited worldwide asset freezing order placed upon it by the Financial Conduct Authority (FCA) after a High Court judge agreed that First Capital Wealth Limited (FCW) posed a serious risk to consumers. The

1207. The FCA strengthens the listing rules to enhance protection for shareholders

      Press Releases Published: 05/11/2013 Last modified: 27/11/2013
      The FCA strengthens the listing rules to enhance protection for shareholders. Press Releases First published:. 05/11/2013. Last updated: 27/11/2013. Share page. The FCA strengthens the listing rules to enhance protection for shareholders. The

1208. Martin Wheatley calls for greater transparency in the asset management sector at the 2013 FCA Asset Management Conference

      Press Releases Published: 30/10/2013 Last modified: 30/10/2013
      Martin Wheatley calls for greater transparency in the asset management sector at the 2013 FCA Asset Management Conference. Press Releases First published:. 30/10/2013. Last updated: 30/10/2013. Share page. Martin Wheatley calls for greater

1209. The FCA fines Rabobank £105 million for serious LIBOR-related misconduct

      Press Releases Published: 29/10/2013 Last modified: 29/10/2013
      The FCA fines Rabobank £105 million for serious LIBOR-related misconduct. Press Releases First published:. 29/10/2013. Last updated: 29/10/2013. Share page. The FCA fines Rabobank £105 million for serious LIBOR-related misconduct. The Financial

1210. The Financial Conduct Authority outlines how it will regulate crowdfunding

      Press Releases Published: 24/10/2013 Last modified: 24/10/2013
      The Financial Conduct Authority outlines how it will regulate crowdfunding. Press Releases First published:. 24/10/2013. Last updated: 24/10/2013. The Financial Conduct Authority outlines how it will regulate crowdfunding. Consumers who want to