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Showing 1211 to 1220 of 1321 search results.

  1. Two financial advisers banned and fined after investors lose out

    Press Releases Published: 18/10/2013 Last modified: 18/10/2013
    Two financial advisers banned and fined after investors lose out. Press Releases First published:. 18/10/2013. Last updated: 18/10/2013. Two financial advisers banned and fined after investors lose out. Two Surrey-based investments advisers have

  2. The FCA publishes data on complaints and redress for the first half of 2013

    Press Releases Published: 16/10/2013 Last modified: 16/10/2013
    The FCA publishes data on complaints and redress for the first half of 2013. Press Releases First published:. 16/10/2013. Last updated: 16/10/2013. Share page. The FCA publishes data on complaints and redress for the first half of 2013. Consumer

  3. FCA confirms how it will use new power to publicise warning notices

    Press Releases Published: 15/10/2013 Last modified: 15/10/2013
    FCA confirms how it will use new power to publicise warning notices. Press Releases First published:. 15/10/2013. Last updated: 15/10/2013. FCA confirms how it will use new power to publicise warning notices. The Financial Conduct Authority (FCA)

  4. The FCA decides to ban and fine Timothy Roberts and Andrew Wilkins

    Press Releases Published: 07/10/2013 Last modified: 07/02/2022
    FCA has published decision notices against Timothy Roberts, the chief executive, and Andrew Wilkins, a former director of Catalyst Investment Group Limited (Catalyst).

  5. The FCA censures Catalyst Investment Group Limited for misleading investors and fines former compliance officer

    Press Releases Published: 03/10/2013 Last modified: 07/02/2022
    he Financial Conduct Authority (FCA) has censured Catalyst Investment Group Limited (Catalyst) for recklessly misleading investors when promoting bonds offered by ARM Asset Backed Securities SA (ARM) between November 2009 and May 2010.

  6. The FCA sets out in detail how it will regulate consumer credit, including payday lending, when it takes over responsibility in April 2014

    Press Releases Published: 03/10/2013 Last modified: 29/11/2016
    The FCA sets out in detail how it will regulate consumer credit, including payday lending, when it takes over responsibility in April 2014. Press Releases First published:. 03/10/2013. Last updated: 29/11/2016. Share page. The FCA sets out in

  7. Large unincorporated associations may be eligible for help following 2008 deposit failures – FCA to consult on extending FSCS protection on investments

    Press Releases Published: 03/10/2013 Last modified: 04/11/2019
    Large unincorporated associations such as charities, clubs or societies, that were not considered eligible for help over lost deposits following the collapse of Kaupthing Singer and Friedlander Bank (KSF) and Landsbanki Islands hf in 2008, may now

  8. Clydesdale Bank fined £8.9 million for failing to treat its mortgage customers fairly

    Press Releases Published: 26/09/2013 Last modified: 26/09/2013
    Clydesdale Bank fined £8.9 million for failing to treat its mortgage customers fairly. Press Releases First published:. 26/09/2013. Last updated: 26/09/2013. Share page. Clydesdale Bank fined £8.9 million for failing to treat its mortgage

  9. ICAP Europe Limited fined £14 million for significant failings in relation to LIBOR

    Press Releases Published: 25/09/2013 Last modified: 04/11/2014
    ICAP Europe Limited fined £14 million for significant failings in relation to LIBOR. Press Releases First published:. 25/09/2013. Last updated: 04/11/2014. Share page. ICAP Europe Limited fined £14 million for significant failings in relation to

  10. FCA review of medium-sized firms’ PPI complaints handling finds significant room for improvement

    Press Releases Published: 25/09/2013 Last modified: 29/11/2016
    FCA review of medium-sized firms’ PPI complaints handling finds significant room for improvement. Press Releases First published:. 25/09/2013. Last updated: 29/11/2016. Share page. FCA review of medium-sized firms’ PPI complaints handling finds