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  1. JPMorgan Chase Bank N.A. fined £137,610,000 for serious failings relating to its Chief Investment Office’s “London Whale” trades

    Press Releases Published: 19/09/2013 Last modified: 19/09/2013
    JPMorgan Chase Bank N.A. fined £137,610,000 for serious failings relating to its Chief Investment Office’s “London Whale” trades. Press Releases First published:. 19/09/2013. Last updated: 19/09/2013. Share page. JPMorgan Chase Bank N.A.

  2. FCA review finds evidence of life insurance and advisory firms ‘undermining the objectives of the RDR’ and consults on new guidance

    Press Releases Published: 17/09/2013 Last modified: 07/02/2022
    The Financial Conduct Authority (FCA) has published a review to find out whether firms continue to be influenced by inducements from product providers, despite the Retail Distribution Review (RDR) coming into effect in January 2013

  3. AXA fined and reviews investment sales for advice failings

    Press Releases Published: 13/09/2013 Last modified: 25/11/2021
    The Financial Conduct Authority (FCA) has fined AXA Wealth Services Ltd (AXA) £1,802,200 for failing to ensure it gave suitable investment advice to its customers.

  4. FCA to carry out market study into cash savings - study is part of programme to look at competition across financial services markets

    Press Releases Published: 09/09/2013 Last modified: 09/09/2013
    FCA to carry out market study into cash savings - study is part of programme to look at competition across financial services markets. Press Releases First published:. 09/09/2013. Last updated: 09/09/2013. FCA to carry out market study into cash

  5. FCA publishes four month update on the banks’ reviews of sales of interest rate hedging products

    Press Releases Published: 04/09/2013 Last modified: 23/01/2017
    FCA publishes four month update on the banks’ reviews of sales of interest rate hedging products. Press Releases First published:. 04/09/2013. Last updated: 23/01/2017. FCA publishes four month update on the banks’ reviews of sales of interest

  6. Aberdeen Asset Managers and Aberdeen Fund Management fined £7.2 million for failing to protect client money

    Press Releases Published: 03/09/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined Aberdeen Asset Managers Limited and Aberdeen Fund Management Limited (Aberdeen) £7,192,500 for failing to identify, and therefore properly protect, client money placed in Money Market Deposits (MMDs)

  7. Financial Conduct Authority publishes preliminary findings of review into mobile banking

    Press Releases Published: 27/08/2013 Last modified: 27/08/2013
    Financial Conduct Authority publishes preliminary findings of review into mobile banking. Press Releases First published:. 27/08/2013. Last updated: 27/08/2013. Financial Conduct Authority publishes preliminary findings of review into mobile banking

  8. Redress package agreed for consumers mis-sold CPP insurance products

    Press Releases Published: 22/08/2013 Last modified: 22/11/2021
    The Financial Conduct Authority has reached an agreement with Card Protection Plan Limited (CPP) and 13 high street banks and credit card issuers that will pave the way for redress to be paid to customers who were mis-sold CPP’s Card Protection

  9. FCA bans and fines two for failing to monitor promotion of Unregulated Collective Investment Schemes

    Press Releases Published: 16/08/2013 Last modified: 17/09/2013
    FCA bans and fines two for failing to monitor promotion of Unregulated Collective Investment Schemes. Press Releases First published:. 16/08/2013. Last updated: 17/09/2013. Share page. FCA bans and fines two for failing to monitor promotion of

  10. Adviser numbers in line with expectations

    Press Releases Published: 15/08/2013 Last modified: 15/08/2013
    Adviser numbers in line with expectations. Press Releases First published:. 15/08/2013. Last updated: 15/08/2013. Share page. Adviser numbers in line with expectations. Figures released today by the Financial Conduct Authority (FCA) have revealed