Showing 1241 to 1250 of 1321 search results.

1241. FCA fines US based oil trader US $903K for market manipulation

      Press Releases Published: 22/07/2013 Last modified: 23/11/2021
      The Financial Conduct Authority (FCA) has fined US based High Frequency Trader, Michael Coscia, US $903,176 (£597,993) for deliberate manipulation of commodities markets.

1242. FCA bans and fines former insurance broker £140,000

      Press Releases Published: 19/07/2013 Last modified: 17/09/2013
      The Financial Conduct Authority (FCA) has fined and banned Paul Cable of Bromley, Kent £140,000 for failing to act with integrity.

1243. Ex-Mortgage Advisor sentenced to two years after FCA action

      Press Releases Published: 16/07/2013 Last modified: 17/09/2013
      On Friday 12 July, at Maidstone Crown Court, following criminal action brought by the Financial Conduct Authority (FCA), Michael Joseph James Lewis was sentenced to two years in prison on two counts of making/supplying documentation for use in fraud

1244. FCA fines Swinton Group Limited £7.38 million for mis-selling monthly add-on insurance policies

      Press Releases Published: 16/07/2013 Last modified: 17/09/2013
      The Financial Conduct Authority (FCA) has fined Swinton Group Limited (Swinton), one of the largest insurance retailers on the high street, £7,380,400 for mis-selling. The FCA found that Swinton’s aggressive sales strategy meant that it failed to

1245. FCA confirms market study into general insurance "add-ons"

      Press Releases Published: 09/07/2013 Last modified: 09/07/2013
      The Financial Conduct Authority (FCA) has confirmed that it is undertaking its first market study into the practice of selling insurance "add-ons" with purchases like cars or mobile phones.

1246. 100 days of the FCA - Martin Wheatley speaks at the ABI Biennial Conference

      Press Releases Published: 09/07/2013 Last modified: 16/08/2013
      Martin Wheatley, chief executive of the Financial Conduct Authority (FCA), will today tell the Association of British Insurers (ABI) Biennial Conference that the FCA is “a very different animal to the Financial Services Authority (FSA)”.

1247. FCA fines Policy Administration Services Ltd £2.8 million for poor complaints handling of mobile phone insurance policies sold by Phones 4u Ltd

      Press Releases Published: 03/07/2013 Last modified: 17/09/2013
      The Financial Conduct Authority (FCA) has fined Policy Administration Services Limited (PAS) £2,834,700 for poor complaints handling between June 2009 and September 2011, including failing to identify the root causes of recurring issues and put

1248. The FCA holds key conference on financial crime

      Press Releases Published: 01/07/2013 Last modified: 03/07/2013
      Review announced into how UK banks control money laundering, terrorist financing and sanctions risks in trade finance.

1249. Tribunal upholds FCA ban and significant fine on insurance broker

      Press Releases Published: 28/06/2013 Last modified: 17/09/2013
      The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to ban Andrew Jeffery, director of Jeffery Flanders (Consulting) Limited, and fine him £150,000 – one of the largest fines imposed on a broker for

1250. FCA reminds banks of their obligations when cancelling Continuous Payment Authorities

      Press Releases Published: 28/06/2013 Last modified: 29/11/2016
      Consumers who have set up a regular payment from their account will now be able to successfully cancel that arrangement by contacting their card provider, the Financial Conduct Authority (FCA) said today.