Showing 1271 to 1280 of 1321 search results.

1271. FCA bans and censures managing director of SIPP operator Montpelier Pension Administration Services Limited

      Press Releases Published: 18/04/2013 Last modified: 25/11/2021
      The FCA has banned Kevin Wells, the managing director of Montpelier Pension Administration Services Limited (MPAS), from performing any significant influence function at any regulated firm, and also censured him.

1272. IOSCO proposes Principles for Financial Benchmarks

      Press Releases Published: 16/04/2013 Last modified: 16/08/2013
      The International Organization of Securities Commissions (IOSCO) Task Force on Financial Market Benchmarks (the Task Force), which the Financial Conduct Authority (FCA) chief executive Martin Wheatley co-chairs, has published its proposed Principles

1273. FCA charges eight men in relation to land banking

      Press Releases Published: 16/04/2013 Last modified: 17/11/2021
      Eight men have been charged by the FCA with conspiracy to defraud contrary to common law and criminal offences relating to the carrying out of a regulated activity without authorisation or exemption

1274. FCA publishes complaints data for the second half of 2012

      Press Releases Published: 14/04/2013 Last modified: 17/11/2021
      We have published the latest complaints data showing complaints to financial services firms between July and December 2012.

1275. FCA publishes occasional papers on behavioural economics exploring how people make financial decisions

      Press Releases Published: 10/04/2013 Last modified: 10/04/2013
      The Financial Conduct Authority (FCA) has published two occasional papers on behavioural economics to explore how people make financial decisions.

1276. FCA publishes its Annual Funding Requirement for 2013/14

      Press Releases Published: 09/04/2013 Last modified: 15/04/2013
      The Financial Conduct Authority (FCA) has announced its Annual Funding Requirement (AFR) for 2013/14. On 1 April 2013 the FCA and the Prudential Regulation Authority (PRA) replaced the Financial Services Authority (FSA). The Bank of England has

1277. Financial Conduct Authority Board members confirmed

      Press Releases Published: 28/03/2013 Last modified: 31/03/2013
      HM Treasury today named the members of the Financial Conduct Authority (FCA) Board. The Board will be effective from 1 April 2013 when the FCA begins operating.

1278. FSA fines Prudential £30 million and censures CEO for failing to inform regulator of 2010 acquisition plans

      Press Releases Published: 27/03/2013 Last modified: 29/03/2013
      The Financial Services Authority (FSA) has fined companies in the Prudential Group (Prudential) a total of £30 million for breaching FSA Principles and UKLA Listing Principles. The fines relate to Prudential’s failure to inform the FSA at the

1279. The FSA and the Bank of England relax the barriers to entry for new bank entrants

      Press Releases Published: 26/03/2013 Last modified: 29/03/2013
      The Financial Services Authority (FSA) and the Bank of England have published the results of their review (the Review) into barriers to new entrants to the banking sector. This Review sets out significant changes to regulatory requirements and

1280. FSA finalises proposals for the regulation and supervision of benchmarks

      Press Releases Published: 25/03/2013 Last modified: 29/03/2013
      The Financial Services Authority (FSA) has finalised new rules and regulations for financial benchmarks. This follows the recommendations of the Wheatley Review of the London Inter-Bank Offered Rate (LIBOR).