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High Court finds against illegal pension introducers, Avacade and others
Today the High Court ruled in favour of the FCA in a civil action against 2 firms and their directors who provided pension services to consumers without FCA authorisation. -
The Climate Financial Risk Forum publishes its guide to help the financial industry address climate-related financial risks
The Climate Financial Risk Forum (CFRF) has published a guide written by industry for industry to help firms approach and address climate-related financial risks. -
FCA publicly censures Redcentric PLC for market abuse
The FCA has today issued a public censure to to Redcentric PLC (Redcentric) for committing market abuse between 9 November 2015 and 7 November 2016. -
FCA announces pensions value for money consultation
The FCA is bringing forward proposals that are designed to promote value for money for the members of workplace personal pension schemes with the announcement of a new Consultation Paper. -
FCA seeks industry views on a new prudential regime for UK investment firms
The FCA has published a discussion paper on a prudential regime for UK investment firms. -
FCA reminds cryptoasset businesses to register before the end of June
FCA reminds cryptoasset businesses to register before the end of June -
Nikhil Rathi appointed as new Chief Executive of the FCA
HM Treasury have today announced the appointment of Nikhil Rathi as the new permanent Chief Executive of the Financial Conduct Authority (FCA). -
FCA announces proposals to further support consumer credit customers
The FCA has today announced proposals which would provide continued support for users of certain consumer credit products, who are facing a financial impact because of the exceptional circumstances arising from coronavirus. -
FCA to make mini-bond marketing ban permanent
The FCA has today announced proposals to make permanent its ban on the mass-marketing of speculative illiquid securities, including speculative mini-bonds, to retail investors. -
FCA fines Commerzbank London £37,805,400 over anti-money laundering failures
The FCA has today fined Commerzbank AG (London Branch) £37,805,400 for failing to put adequate anti-money laundering (AML) systems and controls in place between October 2012 and September 2017.