Showing 501 to 510 of 1321 search results.

501. Building operational resilience: impact tolerances for important business services

     Press Releases Published: 05/12/2019 Last modified: 31/03/2020
     The Bank of England (the Bank), Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) have today published a shared policy summary and co-ordinated consultation papers (CPs) on new requirements to strengthen operational

502. FCA consults on how to extend the Senior Managers Regime to benchmark administrators

     Press Releases Published: 29/11/2019 Last modified: 11/04/2024
     FCA consults on how to extend the Senior Managers Regime (SMR) to benchmark administrators

503. FCA secures confiscation order totalling £291,070 against convicted fraudster

     Press Releases Published: 27/11/2019 Last modified: 27/11/2019
     A confiscation order of £291,070.36 was made against Mark Barry Starling in Southwark Crown Court.

504. FCA to ban promotion of speculative mini-bonds to retail consumers

     Press Releases Published: 26/11/2019 Last modified: 23/10/2023
     The FCA has announced it will ban the mass marketing of speculative mini-bonds to retail customers.

505. FCA fines Henderson £1.9m for fund failings

     Press Releases Published: 20/11/2019 Last modified: 24/01/2020
     The Financial Conduct Authority (FCA) has fined Henderson Investment Funds Limited (HIFL) £1,867,900 for failing to treat fairly more than 4,500 retail investors in two of its funds, Henderson Japan Enhanced Equity Fund and the Henderson North

506. Connaught Independent Review call for information closes but investigation remains open to affected individuals

     Press Releases Published: 20/11/2019 Last modified: 20/11/2019
     Raj Parker, the Independent Reviewer into the FSA/FCA’s approach to the Connaught Income Fund Series 1, announces that the Review’s initial call for information has now closed.

507. FCA and PRA publish Decision Notices given to former CEO who paid excessive remuneration to his wife to reduce his tax liability

     Press Releases Published: 18/11/2019 Last modified: 06/05/2022
     The Financial Conduct Authority (‘FCA’) and the Prudential Regulation Authority (‘PRA’) have decided to ban and fine Stuart Malcolm Forsyth, the former CEO of a small mutual insurer, £78,318 and £76,180 respectively. The regulators’

508. 22 years of pension savings gone in 24 hours

     Press Releases Published: 08/11/2019 Last modified: 06/08/2020
     The FCA and The Pensions Regulator are warning the public about fraudsters targeting people’s retirement savings. This warning comes as new research suggests that 42% of pension savers, which would equate over 5 million people across the UK, could

509. New appointments to Financial Conduct Authority board announced

     Press Releases Published: 05/11/2019 Last modified: 05/11/2019
     Three new appointments to the board of the Financial Conduct Authority (FCA) have been made by the Economic Secretary to the Treasury today.

510. FCA urges victims of illegal loan scheme to come forward

     Press Releases Published: 31/10/2019 Last modified: 08/11/2019
     The Financial Conduct Authority has urged customers who took out a loan with Mr Dharam Prakash Gopee to contact them as they may be eligible for compensation.