Showing 571 to 580 of 1325 search results.

571. FCA appoints new Chair at the Financial Ombudsman Service

     Press Releases Published: 05/06/2019 Last modified: 05/06/2019
     Baroness Zahida Manzoor CBE has been appointed Chair of the Financial Ombudsman Service. The appointment was made by the FCA Board with the approval of HM Treasury.

572. The Financial Conduct Authority and the Dutch Authority for the Financial Markets (AFM) agree on closer partnership

     Press Releases Published: 05/06/2019 Last modified: 05/06/2019
     UK and Dutch financial regulators agreed to work more closely together to protect and enhance the integrity and stability of both countries financial systems.

573. FCA confirms new rules for P2P platforms

     Press Releases Published: 04/06/2019 Last modified: 04/06/2019
     Following consultation, the Financial Conduct Authority (FCA) is introducing rules designed to prevent harm to investors, without stifling innovation in the peer-to-peer (P2P) sector. When the FCA set its first rules for P2P, it committed to keep

574. FCA publishes Decision Notices concerning Cathay International Holdings Limited, its CEO and Finance Director

     Press Releases Published: 03/06/2019 Last modified: 03/06/2019
     The Financial Conduct Authority (FCA) and Action Fraud are warning the public to be wary of investment scams carried out via bogus online trading platforms. This warning comes as cryptoassests and forex investment scams reports more than tripled

575. FCA and PRA jointly fine Raphaels Bank £1.89m for outsourcing failings

     Press Releases Published: 30/05/2019 Last modified: 30/05/2019
     The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have fined R. Raphael & Sons plc (“Raphaels”) for failing to manage its outsourcing arrangements properly between April 2014 and December 2016. 

576. FCA bans Terry Farr

     Press Releases Published: 29/05/2019 Last modified: 29/05/2019
     The Financial Conduct Authority (FCA) and Action Fraud are warning the public to be wary of investment scams carried out via bogus online trading platforms. This warning comes as cryptoassests and forex investment scams reports more than tripled

577. FCA confirms extension of the Temporary Permission Regime deadline

     Press Releases Published: 24/05/2019 Last modified: 24/05/2019
     The FCA has today confirmed the deadline for notifications for the temporary permissions regime (TPR) will be extended to the end of 30 October 2019. TPR would allow EEA-based firms passporting into the UK to continue new and existing regulated

578. FCA wins case against unauthorised forex firm

     Press Releases Published: 22/05/2019 Last modified: 22/05/2019
     Following an application by the FCA, the High Court, on 14 May 2019, declared that Xcore Capital Limited (Xcore) and Jonathan Chitty had carried on an unauthorised investment scheme. The scheme took in at least £1 million from investors but only a

579. Over £27 million reported lost to crypto and forex investment scams

     Press Releases Published: 21/05/2019 Last modified: 21/05/2019
     The Financial Conduct Authority (FCA) and Action Fraud are warning the public to be wary of investment scams carried out via bogus online trading platforms. This warning comes as cryptoassests and forex investment scams reports more than tripled

580. FCA publishes Decision Notices against three firms and five individuals for acting without integrity in relation to their pension advice business and misleading the FCA

     Press Releases Published: 09/05/2019 Last modified: 09/05/2019
     The Financial Conduct Authority (FCA) has today published Decision Notices in respect of three firms (Financial Page Ltd, Henderson Carter Associates Limited and Bank House Investment Management Limited) and five individuals (Andrew Page, Thomas Ward