Showing 651 to 660 of 1321 search results.

651. FCA confirms greater access for SMEs to the Financial Ombudsman Service

     Press Releases Published: 16/10/2018 Last modified: 16/10/2018
     The Financial Conduct Authority (FCA) has today confirmed plans to extend access to the Financial Ombudsman Service (‘the ombudsman service’) to more small and medium-sized enterprises (SMEs).

652. FCA opens a discussion on the impact of climate change and green finance on financial services

     Press Releases Published: 15/10/2018 Last modified: 15/10/2018
     The Financial Conduct Authority (FCA) has today published a Discussion Paper on climate change and green finance.

653. The FCA consults on its approach ahead of the UK’s exit from the EU

     Press Releases Published: 10/10/2018 Last modified: 10/10/2018
     The Financial Conduct Authority (FCA) today published two consultation papers, setting out its proposals in the event the UK leaves the European Union on 29 March 2019 without an implementation period.  It also set out its approach to the

654. FCA and SFC sign MoU on United Kingdom-Hong Kong Mutual Recognition of Funds

     Press Releases Published: 08/10/2018 Last modified: 08/10/2018
     The Financial Conduct Authority (FCA) and the Securities and Futures Commission (SFC) have entered into a Memorandum of Understanding on Mutual Recognition of Funds (MoU), which will allow eligible Hong Kong public funds and United Kingdom retail

655. FCA consults on new rules to improve the approach to open-ended funds investing in illiquid assets

     Press Releases Published: 08/10/2018 Last modified: 08/10/2018
     The Financial Conduct Authority (FCA) is consulting on new rules and guidance to reduce the potential for harm to investors in funds that hold illiquid assets, particularly under stressed market conditions. These measures will also support the

656. FCA confirms final rules on improving the quality of pension transfer advice

     Press Releases Published: 04/10/2018 Last modified: 11/04/2024
     The FCA has published feedback and final rules and guidance from its consultation on improving the quality of pension transfer advice.

657. FCA fines Tesco Bank £16.4m for failures in 2016 cyber attack

     Press Releases Published: 01/10/2018 Last modified: 01/10/2018
     The Financial Conduct Authority (FCA) has fined Tesco Personal Finance plc (Tesco Bank) £16,400,000 for failing to exercise due skill, care and diligence in protecting its personal current account holders against a cyber attack. The cyber attack

658. Financial Conduct Authority publishes Decision Notice concerning Linear Investments Limited

     Press Releases Published: 27/09/2018 Last modified: 27/09/2018
     The Financial Conduct Authority (FCA) has today published a Decision Notice concerning Linear Investments Limited. Linear failed to take reasonable care to organise and control its affairs responsibly and effectively to ensure potential instances of

659. The FCA announces outcome of investigation into 4 life insurance companies

     Press Releases Published: 19/09/2018 Last modified: 19/09/2018
     The Financial Conduct Authority (FCA) has today announced that its remaining investigations into firms, following its thematic review into the fair treatment of longstanding customers in the life insurance sector, have each been closed.

660. Michael Nascimento sentenced to 11 years’ imprisonment in FCA prosecution of £2.8m investment fraud

     Press Releases Published: 17/09/2018 Last modified: 17/09/2018
     Michael Nascimento was today sentenced to 11 years’ imprisonment for his role in a share fraud carried out through a series of boiler room companies which led to the loss of more than £2.8 million of investors’ money. He was the controlling