Showing 751 to 760 of 1321 search results.

751. FCA fines bond trader £60,000 for market abuse

     Press Releases Published: 22/11/2017 Last modified: 22/11/2017
     The Financial Conduct Authority (FCA) has imposed on Paul Walter, a former Bank of America Merrill Lynch International Limited (BAML) bond trader, a financial penalty of £60,090 for engaging in market abuse.

752. Capita Financial Managers to pay up to £66 million for the benefit of investors in the Connaught Income Fund, Series 1

     Press Releases Published: 10/11/2017 Last modified: 10/11/2017
     The Financial Conduct Authority has today announced that Capita Financial Managers Limited (CFM) has been publicly censured and will pay up to £66 million to those investors who suffered loss as a result of investing in the Guaranteed Low Risk

753. FCA decides to ban Tom Hayes

     Press Releases Published: 08/11/2017 Last modified: 08/11/2017
     The Financial Conduct Authority (FCA) has decided to prohibit Tom Hayes from performing any function in relation to any regulated activity in the financial services industry. The FCA considers that Mr Hayes is not a fit and proper person as a result

754. FCA launches Wholesale Insurance Brokers Market Study

     Press Releases Published: 08/11/2017 Last modified: 08/11/2017
     The Financial Conduct Authority (FCA) has today launched a market study to assess how competition is working in the wholesale insurance broker sector. The FCA wants to ensure that the sector is working well, and fosters innovation and competition in

755. FCA publishes Future Approach to Consumers

     Press Releases Published: 06/11/2017 Last modified: 13/03/2024
     The FCA has published its ‘FCA Mission – Our Future Approach to Consumers’ in 2017.

756. The Financial Conduct Authority named as a Best Employer for Race in new listing

     Press Releases Published: 01/11/2017 Last modified: 01/11/2017
     The Financial Conduct Authority has today has been named by Business in the Community as one of the UK’s Best Employers for Race in a new listing published today (1 November 2017).

757. FCA publishes data on progress toward diversity targets and gender pay gap

     Press Releases Published: 30/10/2017 Last modified: 30/10/2017
     The Financial Conduct Authority (FCA) has today published a package of information on the progress the organisation is making towards achieving its diversity targets and details of its gender pay gap.

758. FCA reforms to enhance the effectiveness of UK primary markets

     Press Releases Published: 26/10/2017 Last modified: 26/10/2017
     The Financial Conduct Authority (FCA) has today set out a package of measures designed to ensure that the UK’s primary capital markets remain effective.

759. FCA urges public to report and speak out against fraudulent investment schemes

     Press Releases Published: 25/10/2017 Last modified: 25/10/2017
     More than a fifth (22%) of those contacted by a suspected fraudulent investment firm stay silent   Brits are more likely to report fly-tipping (81%) than investment scams (63%) Londoners report the most investment scams to the FCA followed by

760. Rent-to-own provider BrightHouse to provide over £14.8 million in redress to around 249,000 customers

     Press Releases Published: 24/10/2017 Last modified: 24/10/2017
     Following engagement with the FCA, BrightHouse has committed to pay over £14.8 million (in the form of cash payments and balance adjustments) to 249,000 customers in respect of 384,000 agreements for lending which may not have been affordable and