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  1. FCA to consult on new rules for current account providers to publish information on service and performance

    Press Releases Published: 25/07/2017 Last modified: 25/07/2017
    The Financial Conduct Authority (FCA) has today launched proposals to help customers make effective comparisons of the service levels available for personal current accounts and business current accounts.
  2. FCA secures £350,000 confiscation order against convicted insider dealer

    Press Releases Published: 24/07/2017 Last modified: 24/07/2017
    Today, Her Honour Judge Korner CMG QC sitting at Southwark Crown Court made a confiscation order in the sum of £350,000 against Damian Clarke, a convicted insider dealer. The order must be paid within 3 months or Mr Clarke will face a further 3
  3. FCA seeks views regarding the Office for Professional Body Anti-Money Laundering Supervision

    Press Releases Published: 24/07/2017 Last modified: 24/07/2017
    The Financial Conduct Authority (FCA) has launched a consultation regarding the government-proposed Office for Professional Body AML Supervision (OPBAS).
  4. FCA sets out scope of Investment Platforms Market Study

    Press Releases Published: 17/07/2017 Last modified: 11/04/2024
    The FCA has published the Terms of Reference for its Investment Platforms Market Study.
  5. FCA fines compliance oversight officer for pension transfer failings

    Press Releases Published: 14/07/2017 Last modified: 14/07/2017
    The Financial Conduct Authority (FCA) has today fined David Watters £75,000 for failing to exercise due skill, care and diligence in his role as compliance oversight officer, firstly at FGS McClure Watters (FGS) and then Lanyon Astor Buller Ltd (LAB
  6. FCA proposes new premium listing category for sovereign-controlled companies

    Press Releases Published: 13/07/2017 Last modified: 13/07/2017
    The Financial Conduct Authority (FCA) has today launched a consultation on proposals to create a new category within its premium listing regime to cater for companies controlled by a shareholder that is a sovereign country.
  7. FCA publishes interim findings of study into retirement income market

    Press Releases Published: 12/07/2017 Last modified: 12/07/2017
    The Financial Conduct Authority (FCA) has today published the interim findings of the Retirement Outcomes Review. Launched in July 2016, this is the first major comprehensive study into how the retirement income market is changing since the pension
  8. FCA publishes annual report and accounts 2016/17

    Press Releases Published: 05/07/2017 Last modified: 11/04/2024
    The FCA has published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2016/17.
  9. FCA publishes proposals on staff incentives and performance management in consumer credit firms

    Press Releases Published: 04/07/2017 Last modified: 04/07/2017
    The Financial Conduct Authority (FCA) has published proposals on how consumer credit firms should manage risks related to how they pay and manage the performance of their staff.
  10. New Chairs of the Financial Conduct Authority’s Practitioner Panel and Markets Practitioner Panel announced today

    Press Releases Published: 30/06/2017 Last modified: 30/06/2017
    The Financial Conduct Authority Chairman, John Griffith-Jones, has today announced the appointments of new Chairs for the FCA’s independent Practitioner Panel and Markets Practitioner Panel.