Showing 821 to 830 of 1321 search results.

821. FCA reviews effectiveness of UK primary capital markets

     Press Releases Published: 14/02/2017 Last modified: 11/04/2024
     The FCA is seeking feedback on how the UK primary capital markets can most effectively meet the needs of issuers and investors.

822. FCA opens discussion on regulatory approach to open-ended funds investing in illiquid assets

     Press Releases Published: 08/02/2017 Last modified: 11/04/2024
     The FCA is seeking stakeholder views on investing in illiquid assets through open-ended funds and the challenges that can pose to managers and investors.

823. FCA and PRA publish final changes to enhance enforcement decision-making processes

     Press Releases Published: 01/02/2017 Last modified: 04/11/2019
     The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have today published final changes in a Policy Statement (PS) aimed at strengthening the transparency and effectiveness of their enforcement decision-making processes

824. FCA fines Deutsche Bank £163 million for serious anti-money laundering controls failings

     Press Releases Published: 31/01/2017 Last modified: 31/01/2017
     The Financial Conduct Authority (FCA) has today fined Deutsche Bank AG (Deutsche Bank) £163,076,224 for failing to maintain an adequate anti-money laundering (AML) control framework during the period between 1 January 2012 and 31 December

825. Financial Conduct Authority publishes general insurance value measures scorecard

     Press Releases Published: 25/01/2017 Last modified: 11/04/2024
     The FCA has published the first set of data in its general insurance value measures pilot, covering the year ending 31 August 2016.

826. HSBC voluntarily agrees to provide approximately £4m redress for historical debt collection practices

     Press Releases Published: 20/01/2017 Last modified: 26/04/2019
     HSBC has voluntarily agreed to set up a redress scheme for customers who may have suffered detriment by paying an unreasonable debt collection charge imposed by HFC Bank Ltd (HFC) and John Lewis Financial Services Limited (JLFS), the Financial

827. FCA takes first criminal action against an individual acting as unlicensed consumer credit lender

     Press Releases Published: 17/01/2017 Last modified: 02/06/2017
     Mr Dharam Prakash Gopee has today, 17 January 2017, appeared at Westminster Magistrates Court charged with offences under the Consumer Credit Act 1974 and the Financial Services and Markets Act 2000. These charges arise from an investigation

828. Two sentenced in insider dealing case

     Press Releases Published: 13/01/2017 Last modified: 13/01/2017
     In a prosecution brought by the Financial Conduct Authority (FCA) Manjeet Mohal, a former employee of Logica Plc, has today been sentenced to 10 months imprisonment suspended for two years in respect of two counts of insider dealing. He was also

829. Mark Lyttleton sentenced to 12 months imprisonment for insider dealing

     Press Releases Published: 21/12/2016 Last modified: 21/12/2016
     In a prosecution brought by the Financial Conduct Authority (FCA) Mark Lyttleton, a former Equity Portfolio Manager at BlackRock Investment Management (UK) Limited, has today been sentenced to 18 months reduced with credit to 12 months on two counts

830. FCA launches consultation on changes to its FSCS rules and invites discussion on future funding of the scheme

     Press Releases Published: 14/12/2016 Last modified: 14/12/2016
     The Financial Conduct Authority (FCA) has today announced that it is inviting views on the future funding of the Financial Services Compensation Scheme (FSCS) and has also launched a consultation on a number of specific changes to its scheme rules.