Showing 861 to 870 of 1321 search results.

861. FCA imposes penalties on Sonali Bank (UK) Limited and its former money laundering reporting officer for serious anti-money laundering systems failings

     Press Releases Published: 12/10/2016 Last modified: 12/10/2016
     The Financial Conduct Authority (FCA) has fined Sonali Bank (UK) Limited (SBUK) £3,250,600 and has imposed a restriction, preventing it from accepting deposits from new customers for 168 days. It has also fined the bank’s former money laundering

862. FCA continues its strong commitment to diversity and inclusion

     Press Releases Published: 11/10/2016 Last modified: 11/10/2016
     The Financial Conduct Authority (FCA) has today published targets for the Women in Finance Charter, which it signed in June 2016. As a commitment to diversity in senior roles, the FCA has also announced its Black, Asian, Minority Ethnic (BAME)

863. Total number of complaints continues to fall

     Press Releases Published: 06/10/2016 Last modified: 06/10/2016
     Financial services firms recorded a 2.6% reduction in new complaints between January and June 2016 compared to the previous six months, according to new complaints data published today by the Financial Conduct Authority. The total number of

864. FCA publishes proposals on transactions cost disclosure

     Press Releases Published: 05/10/2016 Last modified: 05/10/2016
     The Financial Conduct Authority has today published proposed rules and guidance aimed at standardising the disclosure of the transaction costs incurred by pension investments.

865. FCA fines Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited £8.2m for Client Money and Assets failings

     Press Releases Published: 05/10/2016 Last modified: 03/11/2016
     The Financial Conduct Authority (FCA) has today fined Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited (together Aviva) £8,246,800 for failings in its oversight of its outsourced providers in relation to the protection of client assets.

866. Former Investment Portfolio Manager charged with insider dealing

     Press Releases Published: 29/09/2016 Last modified: 29/09/2016
     The Financial Conduct Authority (FCA) has instituted criminal proceedings against Mark Alexander Lyttleton (date of birth 9 June 1971), a former Investment Portfolio Manager at Blackrock Investment Management (UK) Ltd.  Mr Lyttleton is charged with

867. FCA publishes third MiFID II consultation paper

     Press Releases Published: 29/09/2016 Last modified: 29/09/2016
     The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II).

868. FCA proposes new measures to maintain firms’ focus on culture

     Press Releases Published: 28/09/2016 Last modified: 28/09/2016
     The Financial Conduct Authority (FCA) will mark six months since the implementation of the Senior Managers’ and Certification Regime by providing feedback on implementation so far and proposing measures to further strengthen the regime. The

869. Alex Hope sentenced for failing to pay confiscation order

     Press Releases Published: 27/09/2016 Last modified: 27/09/2016
     Alex Hope was today (27 September 2016) sentenced to 603 days’ imprisonment for failing to pay the full value of a confiscation order made against him.

870. FCA publishes feedback statement on Big Data Call for Input

     Press Releases Published: 21/09/2016 Last modified: 02/03/2017
     The Financial Conduct Authority (FCA) ​​​​​today published a feedback statement following its Call for Input on Big Data in retail general insurance. The FCA announced in November 2015 that it wanted to better understand the use of data