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  1. FCA bans two individuals for lack of integrity

    Press Releases Published: 09/06/2016 Last modified: 09/06/2016
    FCA bans two individuals for lack of integrity. Press Releases First published:. 09/06/2016. Last updated: 09/06/2016. Share page. FCA bans two individuals for lack of integrity. The Financial Conduct Authority has banned Mark Kelly and Patrick
  2. FCA fines CT Capital Ltd for failures related to PPI complaint handling

    Press Releases Published: 01/06/2016 Last modified: 01/06/2016
    FCA fines CT Capital Ltd for failures related to PPI complaint handling. Press Releases First published:. 01/06/2016. Last updated: 01/06/2016. Share page. FCA fines CT Capital Ltd for failures related to PPI complaint handling. The Financial
  3. Megan Butler appointed permanent Director of Supervision – Investment, Wholesale and Specialists

    Press Releases Published: 27/05/2016 Last modified: 27/05/2016
    Megan Butler appointed permanent Director of Supervision – Investment, Wholesale and Specialists. Press Releases First published:. 27/05/2016. Last updated: 27/05/2016. Share page. Megan Butler appointed permanent Director of Supervision –
  4. FCA proposes cap on early exit charges

    Press Releases Published: 26/05/2016 Last modified: 26/05/2016
    FCA proposes cap on early exit charges. Press Releases First published:. 26/05/2016. Last updated: 26/05/2016. Share page. FCA proposes cap on early exit charges. The Financial Conduct Authority (FCA) has today announced the level at which it will
  5. Over 55s at heightened risk of fraud, says FCA

    Press Releases Published: 25/05/2016 Last modified: 25/05/2016
    Over 55s at heightened risk of fraud, says FCA. Press Releases First published:. 25/05/2016. Last updated: 25/05/2016. Share page. Over 55s at heightened risk of fraud, says FCA. FCA urges caution as study reveals increasing risk of retirees being
  6. The FCA bans Keydata’s former compliance officer, Peter Johnson

    Press Releases Published: 19/05/2016 Last modified: 19/05/2016
    The FCA bans Keydata’s former compliance officer, Peter Johnson. Press Releases First published:. 19/05/2016. Last updated: 19/05/2016. Share page. The FCA bans Keydata’s former compliance officer, Peter Johnson. The Financial Conduct Authority
  7. FCA reviews find mortgage firms lending responsibly but scope for improvement on competition

    Press Releases Published: 16/05/2016 Last modified: 09/11/2016
    FCA reviews find mortgage firms lending responsibly but scope for improvement on competition. Press Releases First published:. 16/05/2016. Last updated: 09/11/2016. Share page. FCA reviews find mortgage firms lending responsibly but scope for
  8. FCA fines and bans financial adviser for insider dealing

    Press Releases Published: 13/05/2016 Last modified: 13/05/2016
    FCA fines and bans financial adviser for insider dealing. Press Releases First published:. 13/05/2016. Last updated: 13/05/2016. Share page. FCA fines and bans financial adviser for insider dealing. The Financial Conduct Authority (FCA) has today
  9. Insider dealers sentenced in Operation Tabernula trial

    Press Releases Published: 11/05/2016 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA), Martyn Dodgson, a senior investment banker, and Andrew Hind, a Chartered Accountant, have today been sentenced at Southwark Crown Court to 4.5 years and 3.5 years imprisonment.
  10. Financial Conduct Authority’s regulatory sandbox opens to applications

    Press Releases Published: 09/05/2016 Last modified: 09/05/2016
    Financial Conduct Authority’s regulatory sandbox opens to applications. Press Releases First published:. 09/05/2016. Last updated: 09/05/2016. Share page. Financial Conduct Authority’s regulatory sandbox opens to applications. The Financial