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FCA bans two individuals for lack of integrity
FCA bans two individuals for lack of integrity. Press Releases First published:. 09/06/2016. Last updated: 09/06/2016. Share page. FCA bans two individuals for lack of integrity. The Financial Conduct Authority has banned Mark Kelly and Patrick -
FCA fines CT Capital Ltd for failures related to PPI complaint handling
FCA fines CT Capital Ltd for failures related to PPI complaint handling. Press Releases First published:. 01/06/2016. Last updated: 01/06/2016. Share page. FCA fines CT Capital Ltd for failures related to PPI complaint handling. The Financial -
Megan Butler appointed permanent Director of Supervision – Investment, Wholesale and Specialists
Megan Butler appointed permanent Director of Supervision – Investment, Wholesale and Specialists. Press Releases First published:. 27/05/2016. Last updated: 27/05/2016. Share page. Megan Butler appointed permanent Director of Supervision – -
FCA proposes cap on early exit charges
FCA proposes cap on early exit charges. Press Releases First published:. 26/05/2016. Last updated: 26/05/2016. Share page. FCA proposes cap on early exit charges. The Financial Conduct Authority (FCA) has today announced the level at which it will -
Over 55s at heightened risk of fraud, says FCA
Over 55s at heightened risk of fraud, says FCA. Press Releases First published:. 25/05/2016. Last updated: 25/05/2016. Share page. Over 55s at heightened risk of fraud, says FCA. FCA urges caution as study reveals increasing risk of retirees being -
The FCA bans Keydata’s former compliance officer, Peter Johnson
The FCA bans Keydata’s former compliance officer, Peter Johnson. Press Releases First published:. 19/05/2016. Last updated: 19/05/2016. Share page. The FCA bans Keydata’s former compliance officer, Peter Johnson. The Financial Conduct Authority -
FCA reviews find mortgage firms lending responsibly but scope for improvement on competition
FCA reviews find mortgage firms lending responsibly but scope for improvement on competition. Press Releases First published:. 16/05/2016. Last updated: 09/11/2016. Share page. FCA reviews find mortgage firms lending responsibly but scope for -
FCA fines and bans financial adviser for insider dealing
FCA fines and bans financial adviser for insider dealing. Press Releases First published:. 13/05/2016. Last updated: 13/05/2016. Share page. FCA fines and bans financial adviser for insider dealing. The Financial Conduct Authority (FCA) has today -
Insider dealers sentenced in Operation Tabernula trial
In a case brought by the Financial Conduct Authority (FCA), Martyn Dodgson, a senior investment banker, and Andrew Hind, a Chartered Accountant, have today been sentenced at Southwark Crown Court to 4.5 years and 3.5 years imprisonment. -
Financial Conduct Authority’s regulatory sandbox opens to applications
Financial Conduct Authority’s regulatory sandbox opens to applications. Press Releases First published:. 09/05/2016. Last updated: 09/05/2016. Share page. Financial Conduct Authority’s regulatory sandbox opens to applications. The Financial