Showing 901 to 910 of 1321 search results.

901. Two convicted of insider dealing in Operation Tabernula trial

     Press Releases Published: 08/05/2016 Last modified: 05/04/2023
     In a case brought by the FCA and following a three-month trial at Southwark Crown Court, two defendants – a senior investment banker and a Chartered Accountant – have been convicted of conspiring to insider deal.

902. FCA proposes measures to improve the effectiveness of UK primary listed debt markets

     Press Releases Published: 27/04/2016 Last modified: 27/04/2016
     FCA proposes measures to improve the effectiveness of UK primary listed debt markets. Press Releases First published:. 27/04/2016. Last updated: 27/04/2016. Share page. FCA proposes measures to improve the effectiveness of UK primary listed debt

903. FCA outlines rules for secondary annuity market

     Press Releases Published: 21/04/2016 Last modified: 27/04/2016
     FCA outlines rules for secondary annuity market. Press Releases First published:. 21/04/2016. Last updated: 27/04/2016. Share page. FCA outlines rules for secondary annuity market. The Financial Conduct Authority has today published a consultation

904. FCA wins case in the Supreme Court

     Press Releases Published: 20/04/2016 Last modified: 23/11/2021
     In a judgment issued today, the Supreme Court confirmed that Asset Land had been operating an unauthorised collective investment scheme (CIS) in the course of operating a land bank which involved the selling of small plots of land to investors at

905. FCA publishes Decision Notice for former UBS LIBOR trader

     Press Releases Published: 14/04/2016 Last modified: 14/04/2016
     FCA publishes Decision Notice for former UBS LIBOR trader. Press Releases First published:. 14/04/2016. Last updated: 14/04/2016. Share page. FCA publishes Decision Notice for former UBS LIBOR trader. The Financial Conduct Authority (FCA) has today

906. FCA and PRA jointly publish proposals to enhance enforcement decision-making processes

     Press Releases Published: 14/04/2016 Last modified: 04/11/2019
     The FCA and the PRA have today published proposals aimed at strengthening the transparency and effectiveness of their enforcement decision-making processes.

907. FCA publishes the interim report of its investment and corporate banking market study and a discussion paper on the IPO process

     Press Releases Published: 13/04/2016 Last modified: 13/04/2016
     FCA publishes the interim report of its investment and corporate banking market study and a discussion paper on the IPO process. Press Releases First published:. 13/04/2016. Last updated: 13/04/2016. Share page. FCA publishes the interim report of

908. FCA bans former RBS LIBOR submitter, Paul White

     Press Releases Published: 12/04/2016 Last modified: 12/04/2016
     FCA bans former RBS LIBOR submitter, Paul White. Press Releases First published:. 12/04/2016. Last updated: 12/04/2016. Share page. FCA bans former RBS LIBOR submitter, Paul White. The Financial Conduct Authority (FCA) has banned Paul White from

909. FCA reminds asset managers of importance of meeting investors’ expectations

     Press Releases Published: 07/04/2016 Last modified: 07/04/2016
     FCA reminds asset managers of importance of meeting investors’ expectations. Press Releases First published:. 07/04/2016. Last updated: 07/04/2016. Share page. FCA reminds asset managers of importance of meeting investors’ expectations. Asset

910. FCA publishes 2016/17 Business Plan

     Press Releases Published: 05/04/2016 Last modified: 05/04/2016
     FCA publishes 2016/17 Business Plan. Press Releases First published:. 05/04/2016. Last updated: 05/04/2016. FCA publishes 2016/17 Business Plan. The Financial Conduct Authority (FCA) has today published its annual Business Plan. The Business Plan