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FCA and PRA investigations into HBOS senior managers
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have decided to start investigations into certain former HBOS senior managers. -
Andrew Bailey appointed as new Chief Executive of the FCA
HM Treasury have today announced the appointment of Andrew Bailey as the new permanent Chief Executive of the Financial Conduct Authority (FCA). -
New Bank Start-up Unit launched by the financial regulators
The Prudential Regulation Authority (PRA) and FCA have today launched the New Bank Start-up Unit. The Unit is a joint initiative from the UK’s financial regulators giving information and support to newly authorised banks and those thinking of -
Eight weeks remaining for card security product holders to claim compensation
Eight weeks remaining for card security product holders to claim compensation. Press Releases First published:. 18/01/2016. Last updated: 18/01/2016. Share page. Eight weeks remaining for card security product holders to claim compensation. Those -
FCA publishes latest Retirement Income Market Data
FCA publishes latest Retirement Income Market Data. Press Releases First published:. 07/01/2016. Last updated: 14/01/2016. Share page. FCA publishes latest Retirement Income Market Data. The Financial Conduct Authority (FCA) has today published -
FCA fines Threadneedle Asset Management Limited £6m
FCA fines Threadneedle Asset Management Limited £6m. Press Releases First published:. 15/12/2015. Last updated: 15/12/2015. Share page. FCA fines Threadneedle Asset Management Limited £6m. The Financial Conduct Authority (FCA) has fined -
FCA consults on aspects of the Markets in Financial Instruments Directive II implementation
FCA consults on aspects of the Markets in Financial Instruments Directive II implementation. Press Releases First published:. 15/12/2015. Last updated: 15/12/2015. Share page. FCA consults on aspects of the Markets in Financial Instruments -
FCA calls for views on social investments
The FCA is calling for contributions on how regulation is working in relation to the social investment market. -
Case concerning CEO referred to the Upper Tribunal
Case concerning CEO referred to the Upper Tribunal. Press Releases First published:. 11/12/2015. Last updated: 11/12/2015. Share page. Case concerning CEO referred to the Upper Tribunal. Mr Charles Anthony Llewellen Palmer, the majority shareholder -
The FCA sees improvements in suitability at wealth managers, but concerns remain
The FCA sees improvements in suitability at wealth managers, but concerns remain. Press Releases First published:. 09/12/2015. Last updated: 09/12/2015. Share page. The FCA sees improvements in suitability at wealth managers, but concerns remain.