Showing 971 to 980 of 1321 search results.

971. FCA bans and fines Robert Shaw, of TailorMade Independent Ltd, for SIPP advisory failings

     Press Releases Published: 13/08/2015 Last modified: 24/03/2020
     Robert Shaw, former director of advisory firm TailorMade Independent Ltd (TMI) (firm now dissolved), has been banned from senior positions in financial services and fined £41,400 by the Financial Conduct Authority (FCA).

972. FCA publishes rules on how it will apply the new accountability regime to UK branches of overseas banks and Solvency II firms

     Press Releases Published: 13/08/2015 Last modified: 19/04/2016
     FCA publishes rules on how it will apply the new accountability regime to UK branches of overseas banks and Solvency II firms. Press Releases First published:. 13/08/2015. Last updated: 19/04/2016. Share page. FCA publishes rules on how it will

973. FCA secures High Court Judgment awarding injunction and over £7 million in penalties against five defendants for market abuse

     Press Releases Published: 11/08/2015 Last modified: 18/11/2021
     The High Court today held that the Financial Conduct Authority (FCA) is entitled to permanent injunctions and penalties totalling £7,570,000 against Da Vinci Invest Ltd, Mineworld Ltd, Mr Szabolcs Banya, Mr Gyorgy Szabolcs Brad and Mr Tamas Pornye

974. The Financial Conduct Authority censures the Co-operative Bank for listing rules breaches and failing to be open with the regulator

     Press Releases Published: 11/08/2015 Last modified: 12/01/2023
     The Financial Conduct Authority (FCA) has issued a public censure against The Co-operative Bank plc (Co-op Bank) for breaching its Listing Rules. The Listing Rules require issuers to ensure that information published is not misleading so that

975. Christopher Woolard appointed to the FCA Board

     Press Releases Published: 31/07/2015 Last modified: 31/07/2015
     Christopher Woolard appointed to the FCA Board. Press Releases First published:. 31/07/2015. Last updated: 31/07/2015. Share page. Christopher Woolard appointed to the FCA Board. The Financial Conduct Authority (FCA) today announced the appointment

976. Megan Butler appointed Director of Supervision - Investment, Wholesale and Specialist

     Press Releases Published: 30/07/2015 Last modified: 04/11/2019
     The Financial Conduct Authority (FCA) today announced that Megan Butler will be joining the FCA on secondment from the Prudential Regulation Authority (PRA) to take the role of Director of Supervision – Investment, Wholesale and Specialist.

977. FCA bans former Rabobank trader, Lee Stewart, following LIBOR fraud

     Press Releases Published: 30/07/2015 Last modified: 30/07/2015
     FCA bans former Rabobank trader, Lee Stewart, following LIBOR fraud. Press Releases First published:. 30/07/2015. Last updated: 30/07/2015. Share page. FCA bans former Rabobank trader, Lee Stewart, following LIBOR fraud. The Financial Conduct

978. FCA finds firms still failing to fully manage benchmark risks

     Press Releases Published: 29/07/2015 Last modified: 29/07/2015
     FCA finds firms still failing to fully manage benchmark risks. Press Releases First published:. 29/07/2015. Last updated: 29/07/2015. Share page. FCA finds firms still failing to fully manage benchmark risks. Firms still have to do further work to

979. Firms making good progress in handling unauthorised transactions

     Press Releases Published: 28/07/2015 Last modified: 28/07/2015
     Firms making good progress in handling unauthorised transactions. Press Releases First published:. 28/07/2015. Last updated: 28/07/2015. Share page. Firms making good progress in handling unauthorised transactions. Research into how claims are

980. Payday lender Cash Genie to provide £20 million redress to over 92,000 customers

     Press Releases Published: 27/07/2015 Last modified: 09/11/2016
     Payday lender Cash Genie to provide £20 million redress to over 92,000 customers. Press Releases First published:. 27/07/2015. Last updated: 09/11/2016. Share page. Payday lender Cash Genie to provide £20 million redress to over 92,000 customers.