Showing 331 to 340 of 530 search results.

331. Brexit – what we expect firms and other regulated persons to do now

     Statements Published: 01/02/2019 Last modified: 31/01/2020
     The Treasury has published draft legislation that would temporarily empower the FCA and the Bank of England/Prudential Regulation Authority (PRA) to make transitional provisions if the UK leaves the EU without an agreement in place. We intend to use

332. Requirements for UK trade repositories and reporting counterparties

     Statements Published: 01/02/2019 Last modified: 01/02/2019
     In January 2019, we confirmed that we will become the UK regulator of Trade Repositories (TRs) after Brexit. This information is only applicable if the UK leaves the EU without a withdrawal agreement (a no-deal scenario).

333. List of EEA market operators applying to become a recognised overseas investment exchange (ROIE)

     Statements Published: 30/01/2019 Last modified: 04/08/2021
     In September 2018, we published a direction (PDF) that clarified how market operators (as defined by MiFID II) from the European Economic Area (EEA) can apply to become a recognised overseas investment exchange (ROIE). This would enable EEA market

334. Regulatory and consumer bodies welcome review of pension scheme communications provided to steel workers

     Statements Published: 22/01/2019 Last modified: 22/01/2019
     The Financial Conduct Authority (FCA), The Pensions Regulator (TPR) and The Single Financial Guidance Body (SFGB) today welcomed an independent review by Caroline Rookes into communications and support provided to British Steel Pension Scheme (BSPS)

335. Consumer Wealth Ltd (firm reference number: 667910)

     Statements Published: 18/01/2019 Last modified: 18/01/2019
     Consumer Wealth Ltd has gone into Members’ Voluntary Liquidation.

336. Re-trial in insider dealing case

     Statements Published: 09/01/2019 Last modified: 09/01/2019
     The re-trial of Fabiana Abdel-Malek and Walid Anis Choucair on 5 counts of insider dealing has been listed for 15 April 2019 at Southwark Crown Court.

337. Statement on treatment of Gibraltar in our Handbook after Brexit

     Statements Published: 20/12/2018 Last modified: 20/12/2018
     As part of our Brexit preparations, we will make a rule to preserve the existing Handbook treatment in respect of Gibraltar in the post exit day Handbook. 

338. Securitisation Regulation: PRA and FCA joint statement on reporting of private securitisations

     Statements Published: 20/12/2018 Last modified: 20/12/2018
     This statement sets out how the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) propose to direct the manner in which firms must make information regarding ‘private’ securitisations available to their UK competent

339. Statement on the CMA’s response to the Citizens Advice super-complaint on excessive prices for disengaged consumers

     Statements Published: 19/12/2018 Last modified: 19/12/2018
     The Competition and Markets Authority (CMA) has published its response to the Citizens Advice super-complaint on excessive prices for disengaged consumers. The super-complaint covers several markets, including insurance, cash savings and mortgages.

340. The financial services contracts regime

     Statements Published: 17/12/2018 Last modified: 18/02/2020
     The Government's legislation for the financial services contracts regime (FSCR) will enable firms who do not enter the temporary permissions regime to wind down their UK business in an orderly fashion.