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  1. Temporary ban on net short positions

    Statements Published: 27/10/2014 Last modified: 13/03/2017
    Temporary ban on net short positions. Statements First published:. 27/10/2014. Last updated: 13/03/2017. Temporary ban on net short positions. The Financial Conduct Authority (“FCA”) would like to draw the industry’s attention to the

  2. Independent financial advice: using internal specialists

    Statements Published: 25/09/2014 Last modified: 25/09/2014
    Independent financial advice: using internal specialists. Statements First published:. 25/09/2014. Last updated: 25/09/2014. Independent financial advice: using internal specialists. In our discussions with industry some have suggested that the use

  3. FCA concludes action to protect consumers from unauthorised clone

    Statements Published: 11/09/2014 Last modified: 19/01/2016
    The FCA commenced civil proceedings in September 2014 because it was concerned that individuals purporting to be Joh. Berenberg, Gossler & Co. KG had carried on regulated activities in breach of the Financial Services and Markets Act 2000 by acting

  4. Temporary restriction in short selling

    Statements Published: 04/09/2014 Last modified: 01/11/2016
    Temporary restriction in short selling. Statements First published:. 04/09/2014. Last updated: 01/11/2016. Temporary restriction in short selling. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in

  5. Temporary prohibition of short selling

    Statements Published: 08/08/2014 Last modified: 13/03/2017
    Temporary prohibition of short selling. Statements First published:. 08/08/2014. Last updated: 13/03/2017. Temporary prohibition of short selling. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in

  6. Temporary prohibition of short selling

    Statements Published: 08/08/2014 Last modified: 15/03/2017
    Temporary prohibition of short selling. Statements First published:. 08/08/2014. Last updated: 15/03/2017. Temporary prohibition of short selling. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in

  7. Temporary restriction in short selling

    Statements Published: 07/08/2014 Last modified: 13/03/2017
    Temporary restriction in short selling. Statements First published:. 07/08/2014. Last updated: 13/03/2017. Temporary restriction in short selling. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in

  8. Temporary restriction in short selling

    Statements Published: 01/08/2014 Last modified: 08/11/2016
    Temporary restriction in short selling. Statements First published:. 01/08/2014. Last updated: 08/11/2016. Temporary restriction in short selling. The Financial Conduct Authority (“FCA”) notifies that it extends the prohibition of short selling

  9. Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes

    Statements Published: 01/08/2014 Last modified: 01/08/2014
    Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes. Statements First published:. 01/08/2014. Last updated: 01/08/2014. Defined contribution workplace pensions: The audit of charges and benefits in legacy

  10. Financial Incentives for Whistleblowers

    Statements Published: 30/07/2014 Last modified: 30/07/2014
    Financial Incentives for Whistleblowers. Statements First published:. 30/07/2014. Last updated: 30/07/2014. Financial Incentives for Whistleblowers. As part of our response to the PCBS recommendations we agreed to conduct further research into the