Showing 521 to 530 of 530 search results.

521. Capital requirements for personal investment firms (PIFs)

     Statements Published: 27/09/2013 Last modified: 27/09/2013
     Capital requirements for personal investment firms (PIFs). Statements First published:. 27/09/2013. Last updated: 27/09/2013. Share page. Capital requirements for personal investment firms (PIFs). The new capital requirements for personal

522. FCA Statement on CRD IV

     Statements Published: 20/09/2013 Last modified: 23/09/2013
     FCA Statement on CRD IV. Statements First published:. 20/09/2013. Last updated: 23/09/2013. FCA Statement on CRD IV. The European Banking Authority (EBA) has launched their public consultation on their XBRL Taxonomy, which marks another milestone

523. The Referral Fee Ban: a coordinated approach to regulation

     Statements Published: 01/08/2013 Last modified: 01/08/2013
     Referral Fee Ban: Regulatory Relationships

524. FCA statement regarding David John Hobbs

     Statements Published: 30/07/2013 Last modified: 23/11/2021
     On 29 July 2013 the Court of Appeal allowed the FCA’s appeal regarding the Tribunal’s decision of 22 November 2012 not to impose a prohibition order on Mr David John Hobbs.

525. FCA Statement Temporary Prohibition in Short Selling

     Statements Published: 04/07/2013 Last modified: 13/03/2017
     FCA Statement Temporary Prohibition in Short Selling. Statements First published:. 04/07/2013. Last updated: 13/03/2017. Share page. FCA Statement Temporary Prohibition in Short Selling. The Financial Conduct Authority ("the FCA") notifies that it

526. Statement on Consultation Paper FSA CP12/25 ‘Enhancing the effectiveness of the Listing Regime’

     Statements Published: 31/05/2013 Last modified: 31/05/2013
     Here we provide an update on our follow-up to last October’s consultation (FSA CP12/25) on proposed changes to enhance the effectiveness of the Listing Regime.

527. Statement on consultation paper 12/19: restrictions on the retail distribution of unregulated collective investment schemes and close substitutes

     Statements Published: 07/05/2013 Last modified: 07/05/2013
     Statement on consultation paper 12/19: restrictions on the retail distribution of unregulated collective investment schemes and close substitutes. Statements First published:. 07/05/2013. Last updated: 07/05/2013. Share page. Statement on

528. Updating disclosures to reflect the creation of the FCA and PRA

     Statements Published: 01/05/2013 Last modified: 01/05/2013
     Our Handbook includes a number of disclosure requirements (some originating from EU legislation) relating to the need for firms to disclose who regulates them and how consumers may check that firms are on the public Financial Services Register.

529. FCA investigation of Royal Bank of Scotland (RBS) IT failures

     Statements Published: 09/04/2013 Last modified: 09/04/2013
     The Financial Conduct Authority has started to conduct an enforcement investigation into the IT failures at RBS which affected the bank’s customers in June and July 2012. The FCA will reach its conclusions in due course and will decide whether or

530. Methodology note on calculating capital pressures

     Statements Published: 27/03/2013 Last modified: 29/03/2013
     In November 2012 the interim Financial Policy Committee recommended that the FSA takes action to ensure that the capital of UK banks and building societies reflects a proper valuation of their assets, a realistic assessment of future conduct costs