News
Search results
Showing 1 to 11 of 21 search results for Criminal market abuse regime review.
-
Market Abuse
https://www.fca.org.uk/markets/market-abuse -
FCA warns firms over anti-money laundering failings
We have warned firms about common failings we have found in financial crime controls. -
Criminal market abuse regime review completion
FCA welcomes the Government’s statement on the completion of the criminal market abuse regime review. -
Transforming to a forward-looking, proactive regulator
Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar. -
Market abuse in a time of coronavirus
Julia Hoggett speaking on market abuse at the Ciy & Financial Global event. -
How to report suspected market abuse as an individual
Find out the different ways in which an individual can report a concern to us. -
Best practice note - Identifying, controlling and disclosing inside information
This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR. -
The fight against skimmers and scammers
Speech by Charles Randell, Chair of the FCA, delivered at the Cambridge Economic Crime Symposium. -
Partly contested cases, the pipeline and AML investigations
FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime. -
Market abuse requires a dynamic response to a changing risk profile
While our teams that police the market abuse regime are keenly aware of the risk that these behaviours may exist in our markets - we are concerned that such an awareness is ... Without the right state of mind, I continue to believe, we will not have -
Effective compliance with the Market Abuse Regulation – a state of mind
market. One of the fundamental elements of the state of mind of the market abuse regime is the recognition that all elements of the capital markets chain play a critical role ... They are inextricably linked. In order to be prepared to mitigate the risk