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Showing 291 to 300 of 334 search results for Director of Enforcement and Market Oversight at the FCA said.

  1. Lloyds Banking Group fined £117m for failing to handle PPI complaints fairly

    Press Releases Published: 05/06/2015 Last modified: 05/06/2015
    Georgina Philippou, acting director of enforcement and market oversight at the FCA said:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

  2. Eight convicted for role in unauthorised collective investment scheme

    Press Releases Published: 01/06/2015 Last modified: 04/06/2015
    Commenting on the case, Georgina Philippou, acting director of enforcement and market oversight at the FCA, said:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

  3. FCA bans and fines Paul Reynolds £290,344 for misleading and unsuitable advice

    Press Releases Published: 20/05/2015 Last modified: 22/05/2015
    Georgina Philippou, acting director of enforcement and market oversight at the FCA said:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

  4. FCA fines Barclays £284,432,000 for forex failings

    Press Releases Published: 19/05/2015 Last modified: 17/11/2021
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London.

  5. Pardip Saini Sentenced for Failing to Pay Confiscation Order

    Press Releases Published: 28/04/2015 Last modified: 23/11/2021
    Today, Pardip Saini was sentenced to 528 days imprisonment for failing to pay a Confiscation Order made against him.

  6. Moorhouse fined for failures in relation to its telephone sales

    Press Releases Published: 23/04/2015 Last modified: 23/04/2015
    SMEs. Georgina Philippou, acting director of enforcement and market oversight at the FCA said:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

  7. Deutsche Bank fined £227 million by Financial Conduct Authority for LIBOR and EURIBOR failings and for misleading the regulator

    Press Releases Published: 23/04/2015 Last modified: 24/04/2015
    Georgina Philippou, acting director of enforcement and market oversight, said:. “This case stands out for the seriousness and duration of the breaches by Deutsche Bank – something reflected in the size of ... The FCA has an overarching strategic

  8. FCA fines Merrill Lynch International £13.2 million for transaction reporting failures

    Press Releases Published: 22/04/2015 Last modified: 22/04/2015
    Georgina Philippou, FCA acting director of enforcement and market oversight, said:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

  9. Tribunal directs Financial Conduct Authority to ban former insurance broker

    Press Releases Published: 16/04/2015 Last modified: 16/04/2015
    trial. Georgina Philippou, Acting Director of the FCA’s Enforcement and Market Oversight Division, said:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

  10. FCA fines The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited £126 million for failure to comply with the Custody Rules

    Press Releases Published: 15/04/2015 Last modified: 15/04/2015
    Georgina Philippou, acting director of enforcement and market oversight at the FCA said:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.