News
Search results
Showing 301 to 310 of 352 search results for Enforcement and Market Oversight said.
-
Asia Resource Minerals plc (formerly Bumi plc) fined £4.65m for breaching the Listing Rules
Georgina Philippou, acting director of enforcement and market oversight, said:. “The UK listing regime provides confidence to investors that listed companies adhere to a range of standards on governance and investor ... The FCA has an overarching -
Former director banned from conducting regulated activity
Georgina Philippou, acting director of enforcement and market oversight said:. "Mr Allen failed to act with honesty and integrity. -
FCA appoints new Director of Enforcement and Market Oversight and Director of Risk
FCA appoints new Director of Enforcement and Market Oversight and Director of Risk. ... Mark Steward’s role brings together the organisation’s Enforcement function with a new Market Oversight Division, which was created by incorporating the UKLA and -
Lloyds Banking Group fined £117m for failing to handle PPI complaints fairly
Georgina Philippou, acting director of enforcement and market oversight at the FCA said:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
Eight convicted for role in unauthorised collective investment scheme
Commenting on the case, Georgina Philippou, acting director of enforcement and market oversight at the FCA, said:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
FCA bans and fines Paul Reynolds £290,344 for misleading and unsuitable advice
Georgina Philippou, acting director of enforcement and market oversight at the FCA said:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
FCA fines Barclays £284,432,000 for forex failings
The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London. -
Pardip Saini Sentenced for Failing to Pay Confiscation Order
Today, Pardip Saini was sentenced to 528 days imprisonment for failing to pay a Confiscation Order made against him. -
Moorhouse fined for failures in relation to its telephone sales
SMEs. Georgina Philippou, acting director of enforcement and market oversight at the FCA said:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
Deutsche Bank fined £227 million by Financial Conduct Authority for LIBOR and EURIBOR failings and for misleading the regulator
Georgina Philippou, acting director of enforcement and market oversight, said:. “This case stands out for the seriousness and duration of the breaches by Deutsche Bank – something reflected in the size of ... The FCA has an overarching strategic