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Showing 271 to 272 of 272 search results for FCA's Executive Director of Enforcement and Market Oversight.
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FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches
Tracey McDermott, director of enforcement and financial crime, said:. "SEI has committed a serious breach by failing to comply with our client money rules for over five years. ... The FCA has an overarching strategic objective of ensuring the relevant -
ICAP Europe Limited fined £14 million for significant failings in relation to LIBOR
On 2 July 2012, the Chancellor of the Exchequer commissioned Martin Wheatley, chief executive of the FCA (formerly managing director of the FSA), to undertake a review of the structure and ... PRA). The FCA has an overarching strategic objective of