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Showing 341 to 350 of 401 search results for FCA's enforcement and market oversight.
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Former director banned from conducting regulated activity
Georgina Philippou, acting director of enforcement and market oversight said:. "Mr Allen failed to act with honesty and integrity. -
FCA appoints new Director of Enforcement and Market Oversight and Director of Risk
FCA appoints new Director of Enforcement and Market Oversight and Director of Risk. ... The FCA also announced the details of three recent key Director appointments as Marc Teasdale was named Director of Market Oversight within the Enforcement and Market -
Lloyds Banking Group fined £117m for failing to handle PPI complaints fairly
Georgina Philippou, acting director of enforcement and market oversight at the FCA said:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
Eight convicted for role in unauthorised collective investment scheme
Commenting on the case, Georgina Philippou, acting director of enforcement and market oversight at the FCA, said:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
Debating trust and confidence in banking
Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the ResPublica Vocational Banking event in London. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA bans and fines Paul Reynolds £290,344 for misleading and unsuitable advice
Georgina Philippou, acting director of enforcement and market oversight at the FCA said:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
FCA fines Barclays £284,432,000 for forex failings
The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London. -
Pardip Saini Sentenced for Failing to Pay Confiscation Order
Today, Pardip Saini was sentenced to 528 days imprisonment for failing to pay a Confiscation Order made against him. -
Moorhouse fined for failures in relation to its telephone sales
SMEs. Georgina Philippou, acting director of enforcement and market oversight at the FCA said:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
Deutsche Bank fined £227 million by Financial Conduct Authority for LIBOR and EURIBOR failings and for misleading the regulator
Georgina Philippou, acting director of enforcement and market oversight, said:. “This case stands out for the seriousness and duration of the breaches by Deutsche Bank – something reflected in the size of ... The FCA has an overarching strategic