Showing 1 to 10 of 443 search results for FCA's enforcement case.

1. Teamwork: A Smart way to tackle financial crime

   Speeches Published: 26/06/2024 Last modified: 26/06/2024
   Speech by Steve Smart, FCA joint executive director of enforcement and market oversight, delivered at the Financial Services Investigations and Enforcement Summit.

2. FCA takes action against three individuals from SVS Securities for mistreatment of pension funds

   Press Releases Published: 24/06/2024 Last modified: 24/06/2024
   Bonds into which they were invested by SVS have since defaulted, with customers unlikely to receive more than a fraction of their investment back.

3. Two arrests connected to suspected illegal £1 billion cryptoasset business 

   Press Releases Published: 20/06/2024 Last modified: 20/06/2024
   The FCA, working with the Metropolitan Police Service, has conducted an operation to arrest 2 individuals, aged 38 and 44, suspected of running an illegal cryptoasset exchange.

4. FCA fines HSBC £6.2 million over treatment of customers in financial difficulty

   Press Releases Published: 23/05/2024 Last modified: 31/05/2024
   We have fined HSBC UK Bank plc for failures in its treatment of customers who were in arrears or experiencing financial difficulty. 

5. Aiming for calm seas in our market reforms

   Speeches Published: 20/05/2024 Last modified: 20/05/2024
   Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK's City Week 2024 conference.

6. Guy Flintham sentenced to 6 years for fraud over unauthorised investment scheme

   Press Releases Published: 17/05/2024 Last modified: 17/05/2024
   Following a hearing at Southwark Crown Court, Guy Flintham, 46, was today sentenced to 6 years for fraud.

7. Power brokers: how to transform into the lynchpins of the ecosystem

   Speeches Published: 16/05/2024 Last modified: 16/05/2024
   Speech by Emily Shepperd, FCA Chief Operating Officer at the British Insurance Brokers' Association Conference.

8. Navigating the UK's Digital Regulation Landscape: Where are we headed?

   Speeches Published: 22/04/2024 Last modified: 23/04/2024
   Speech by Nikhil Rathi, FCA Chief Executive delivered at the Digital Regulation Cooperation Forum (DRCF)

9. FCA sets out findings against Link Fund Solutions

   Press Releases Published: 11/04/2024 Last modified: 11/04/2024
   Link Fund Solutions failed to act with due skill, care and diligence in its management of the Woodford Equity Income Fund, according to findings published by the FCA.

10. Stuart Bayes found guilty of insider dealing 

    Press Releases Published: 28/03/2024 Last modified: 28/03/2024
    Mr Stuart Bayes was today found guilty of 2 offences of insider dealing, following an 8-week trial at Southwark Crown Court in a prosecution brought by the Financial Conduct Authority (FCA).