Showing 231 to 240 of 367 search results for FCA Director of Enforcement and Market Oversight.

231. MiFID II and the fight against financial crime

     Speeches Published: 11/07/2018 Last modified: 20/07/2018
     FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

232. Has the industry improved ten years on?

     Speeches Published: 14/06/2018 Last modified: 15/06/2018
     Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Banking Litigation & Regulation Forum 2018.

233. FCA secures increased confiscation order against Benjamin Wilson

     Press Releases Published: 11/06/2018 Last modified: 11/06/2018
     Today, His Honour Judge Grieve QC sitting at the Central Criminal Court increased the value of a confiscation order made against Benjamin Wilson, a convicted fraudster, from £1 to £31,905.33. The increased order must be paid within 28 days or Mr

234. FCA fines and imposes a restriction on Canara Bank for anti-money laundering systems failings

     Press Releases Published: 06/06/2018 Last modified: 06/06/2018
     The Financial Conduct Authority (FCA) has fined Canara Bank £896,100 and has imposed a restriction, preventing it from accepting deposits from new customers for 147 days.

235. FCA secures confiscation orders totalling £1.69 million against convicted insider dealers

     Press Releases Published: 11/05/2018 Last modified: 11/05/2018
     These confiscation orders follow an FCA prosecution in which Messrs Dodgson and Hind were convicted of conspiring to insider deal.

236. FCA and PRA jointly fine Mr James Staley £642,430 and announce special requirements regarding whistleblowing systems and controls at Barclays

     Press Releases Published: 11/05/2018 Last modified: 11/05/2018
     The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have together fined Mr James Staley, Chief Executive of Barclays Group (Barclays), a total of £642,430. Mr Staley failed to act with due skill, care and diligence

237. FCA warns public of increased threat of loan scams, as borrowers lose over £3.5 million a year

     Press Releases Published: 24/04/2018 Last modified: 31/05/2018
     Over £3.5 million was lost to loan fee fraud in 2017 Loan fee fraud reports to the FCA increase by 44% from 2016 to 2017 72% of the public are unaware of scams in relation to loans

238. FCA wins case against Capital Alternatives Limited and others

     Press Releases Published: 26/03/2018 Last modified: 24/11/2021
     The High Court found that Capital Alternatives Limited, Renwick Haddow, Marcia Hargous, Robert McKendrick and others should pay a total of £16.9m in restitution for their roles in four unauthorised collective investment schemes which were

239. Alex Hope Sentenced to 16 months’ imprisonment for Perverting the Course of Justice

     Press Releases Published: 23/03/2018 Last modified: 23/03/2018
     Today at Southwark Crown Court Alex Hope was sentenced to 16 months’ imprisonment for perverting the course of justice. The charge related to his conduct following the imposition of a restraint order in 2012 and a confiscation order in 2016

240. FCA bans former Co-operative Bank Chair, Paul Flowers, from the financial services industry

     Press Releases Published: 06/03/2018 Last modified: 06/03/2018
     The Financial Conduct Authority (FCA) has banned the former Chair of Co-operative Bank PLC (Co-op Bank), Paul Flowers, from the financial services industry.