Showing 211 to 220 of 300 search results for Following enforcement.

211. FCA secures High Court Judgment awarding injunction and over £7 million in penalties against five defendants for market abuse

     Press Releases Published: 11/08/2015 Last modified: 18/11/2021
     The High Court today held that the Financial Conduct Authority (FCA) is entitled to permanent injunctions and penalties totalling £7,570,000 against Da Vinci Invest Ltd, Mineworld Ltd, Mr Szabolcs Banya, Mr Gyorgy Szabolcs Brad and Mr Tamas Pornye

212. Megan Butler appointed Director of Supervision - Investment, Wholesale and Specialist

     Press Releases Published: 30/07/2015 Last modified: 04/11/2019
     The Financial Conduct Authority (FCA) today announced that Megan Butler will be joining the FCA on secondment from the Prudential Regulation Authority (PRA) to take the role of Director of Supervision – Investment, Wholesale and Specialist.

213. FCA bans former Rabobank trader, Lee Stewart, following LIBOR fraud

     Press Releases Published: 30/07/2015 Last modified: 30/07/2015
     FCA bans former Rabobank trader, Lee Stewart, following LIBOR fraud. Press Releases First published:. ... Georgina Philippou, acting director of enforcement and market oversight at the FCA, said:.

214. Fair and effective markets review

     Speeches Published: 14/07/2015 Last modified: 23/10/2015
     Therefore, following primary legislation, we’ll be consulting on the detail and will be encouraging all interested parties to share their views with us.

215. The Financial Conduct Authority publishes new referral criteria for enforcement investigations

     Press Releases Published: 10/07/2015 Last modified: 24/04/2019
     Georgina Philippou, acting director of enforcement and market oversight at the FCA, said:. ... When deciding whether to investigate, the FCA considers the following three overarching questions:.

216. The Prudential Regulation Authority and The Financial Conduct Authority announce new rules on remuneration

     Press Releases Published: 23/06/2015 Last modified: 23/06/2015
     The primary changes are:. Extending deferral (the period during which variable remuneration is withheld following the end of the accrual period) to seven years for senior managers, five years for PRA ... Final guidance on Presumption of Responsibility

217. Individual sentenced for role in operating unauthorised collective investment scheme

     Press Releases Published: 19/06/2015 Last modified: 19/06/2015
     Having been convicted on 29 May 2015 following a trial at Southwark Crown Court, Adam Hawkins was today sentenced to 6 years and 9 months imprisonment for his involvement in operating ... Commenting on the case, Georgina Philippou, acting director of

218. Asia Resource Minerals plc (formerly Bumi plc) fined £4.65m for breaching the Listing Rules

     Press Releases Published: 17/06/2015 Last modified: 17/06/2015
     Georgina Philippou, acting director of enforcement and market oversight, said:. “The UK listing regime provides confidence to investors that listed companies adhere to a range of standards on governance and investor ... The trading of ARM’s shares is

219. Lloyds Banking Group fined £117m for failing to handle PPI complaints fairly

     Press Releases Published: 05/06/2015 Last modified: 05/06/2015
     Georgina Philippou, acting director of enforcement and market oversight at the FCA said:. ... Executive Committee and for some other senior executives as a result of the FCA’s Enforcement investigation.

220. Eight convicted for role in unauthorised collective investment scheme

     Press Releases Published: 01/06/2015 Last modified: 04/06/2015
     Mr Crawley and Mr Daley had already been disqualified as directors following action taken by the Insolvency Service. ... Commenting on the case, Georgina Philippou, acting director of enforcement and market oversight at the FCA, said:.